Sullivan Richard M 5
5 · Legacy Bancorp, Inc. · Filed Feb 14, 2011
Insider Transaction Report
Form 5
Sullivan Richard M
Senior Vice President
Transactions
- Other
Common Stock
2010-12-31+197→ 9,098 total(indirect: By 401(k))
Holdings
- 8,009(indirect: By Esop)
Common Stock
- 13,926
Common Stock
- 20,000(indirect: By IRA)
Common Stock
- 6,050
Stock Options (Right to Buy)
Exercise: $14.16From: 2009-01-01Exp: 2018-03-04→ Common Stock (6,050 underlying) - 72,200
Stock Options (Right to Buy)
Exercise: $16.03From: 2008-01-01Exp: 2016-11-29→ Common Stock (72,200 underlying)
Footnotes (1)
- [F1]Reflects ESOP holdings as of December 31, 2009. The Legacy Banks Employee Stock Ownership Plan ("ESOP") was terminated effective August 1, 2010. In addition to the ESOP holdings reported on this Form 5, Mr. Sullivan will be allocated a number of additional shares under the ESOP, effective as of December 31, 2010, which number has not been determined as of the date of this Form 5. Assuming the same ESOP census and plan allocation effective as of December 31, 2009, Mr. Sullivan would be allocated an additional 820 ESOP shares. Mr. Sullivan will report the additional shares allocated to him in an amendment to this Form 5 once the number of shares has been determined.