WALD S SCOTT 4

4 · optionsXpress Holdings, Inc. · Filed Feb 14, 2011

Insider Transaction Report

Form 4

Period: 2010-12-28

optionsXpress Holdings, Inc.OXPS

WALD S SCOTT

Director

Transactions

Disposition to Issuer
Stock Option (Right to Buy)
2010-12-28−7,000→ 0 total
Exercise: $15.81Exp: 2015-04-04→ Common Stock (7,000 underlying)
Award
Stock Option (Right to Buy)
2010-12-28+8,980→ 8,980 total
Exercise: $12.32Exp: 2015-04-04→ Common Stock (8,980 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2010-12-28−7,000→ 0 total
Exercise: $28.17Exp: 2016-05-25→ Common Stock (7,000 underlying)
Award
Stock Option (Right to Buy)
2010-12-28+8,980→ 8,980 total
Exercise: $21.96Exp: 2016-05-25→ Common Stock (8,980 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2010-12-28−5,466→ 0 total
Exercise: $24.95Exp: 2017-05-25→ Common Stock (5,466 underlying)
Award
Stock Option (Right to Buy)
2010-12-28+7,012→ 7,012 total
Exercise: $19.45Exp: 2017-05-25→ Common Stock (7,012 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2010-12-28−6,022→ 0 total
Exercise: $22.06Exp: 2018-05-23→ Common Stock (6,022 underlying)
Award
Stock Option (Right to Buy)
2010-12-28+7,725→ 7,725 total
Exercise: $17.20Exp: 2018-05-23→ Common Stock (7,725 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2010-12-28−2,989→ 0 total
Exercise: $18.31Exp: 2019-06-03→ Common Stock (2,989 underlying)
Award
Stock Option (Right to Buy)
2010-12-28+3,834→ 3,834 total
Exercise: $14.27Exp: 2019-06-03→ Common Stock (3,834 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2010-12-28−3,975→ 0 total
Exercise: $16.05Exp: 2020-05-28→ Common Stock (3,975 underlying)
Award
Stock Option (Right to Buy)
2010-12-28+5,099→ 5,099 total
Exercise: $12.51Exp: 2020-05-28→ Common Stock (5,099 underlying)

Footnotes (5)

[F1]These options were canceled and replaced under an equitable adjustment made to the original grant in conjunction with the Company's $4.50 special dividend paid on 12/27/2010. The replacement grant has an equivalent value post-divdidend and the same vesting and expiration dates.
[F2]These options are currently exercisable.
[F3]Not Applicable.
[F4]Under the terms of the equitable adjustment, these options replace the options that were to expire on the same date.
[F5]These options become exercisable on May 28, 2011.

Documents

1 file

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doc4.xmlPrimary
FORM 4 SUBMISSION