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4//SEC Filing

Stern Thomas E 4

Accession 0001209191-11-009149

CIK 0001299688other
View on SEC.govCompany Profile

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 12:44 PM ET

Size

26.7 KB

Accession

0001209191-11-009149

Insider Transaction Report

Form 4
Period: 2010-12-28
optionsXpress Holdings, Inc.OXPS
Stern Thomas E
Chief Administrative Officer
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-12-28−4,500→ 0 total
    Exercise: $14.34Exp: 2015-06-22→ Common Stock (4,500 underlying)
  • Award

    Stock Option (Right to Buy)

    2010-12-28+5,773→ 5,773 total
    Exercise: $11.18Exp: 2015-06-22→ Common Stock (5,773 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-12-28−4,000→ 0 total
    Exercise: $21.00Exp: 2016-06-27→ Common Stock (4,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2010-12-28+5,131→ 5,131 total
    Exercise: $16.37Exp: 2016-06-27→ Common Stock (5,131 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-12-28−2,000→ 0 total
    Exercise: $25.52Exp: 2017-07-02→ Common Stock (2,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2010-12-28+2,566→ 2,566 total
    Exercise: $19.89Exp: 2017-07-02→ Common Stock (2,566 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-12-28−3,800→ 0 total
    Exercise: $24.12Exp: 2015-02-22→ Common Stock (3,800 underlying)
  • Award

    Stock Option (Right to Buy)

    2010-12-28+4,875→ 4,875 total
    Exercise: $18.80Exp: 2015-02-22→ Common Stock (4,875 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-12-28−5,500→ 0 total
    Exercise: $10.40Exp: 2016-02-25→ Common Stock (5,500 underlying)
  • Award

    Stock Option (Right to Buy)

    2010-12-28+7,056→ 7,056 total
    Exercise: $8.11Exp: 2016-02-25→ Common Stock (7,056 underlying)
Footnotes (8)
  • [F1]These options were canceled and replaced under an equitable adjustment made to the original grant in conjunction with the Company's $4.50 special dividend paid on 12/27/2010. The replacement grant has an equivalent value post-divdidend and the same vesting and expiration dates.
  • [F2]All of these options are currently exercisable.
  • [F3]Not Applicable.
  • [F4]Under the terms of the equitable adjustment, these options replace the options that were to expire on the same date.
  • [F5]1/5th of the options become exercisable on each yearly anniversary date following the June 27, 2006 grant.
  • [F6]1/5th of the options become exercisable on each yearly anniversary date following the July 2, 2007 grant.
  • [F7]1/5th of the options become exercisable on each yearly anniversary date following the February 22, 2008 grant.
  • [F8]1/5th of the options become exercisable on each yearly anniversary date following the February 25, 2009 grant.

Documents

1 file

Issuer

optionsXpress Holdings, Inc.

CIK 0001299688

→
Entity typeother

Related Parties

1
  • filerCIK 0001315315

Filing Metadata

Form type
4
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 12:44 PM ET
Size
26.7 KB
View on SEC.gov