Bottini Peter 4

4 · optionsXpress Holdings, Inc. · Filed Feb 14, 2011

Insider Transaction Report

Form 4

Period: 2010-12-28

optionsXpress Holdings, Inc.OXPS

Bottini Peter

EVP Trading & Customer Service

Transactions

Disposition to Issuer
Stock Option (Right to Buy)
2010-12-28−3,000→ 0 total
Exercise: $25.52Exp: 2017-07-02→ Common Stock (3,000 underlying)
Award
Stock Option (Right to Buy)
2010-12-28+3,849→ 3,849 total
Exercise: $19.89Exp: 2017-07-02→ Common Stock (3,849 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2010-12-28−30,700→ 0 total
Exercise: $24.12Exp: 2015-02-22→ Common Stock (30,700 underlying)
Award
Stock Option (Right to Buy)
2010-12-28+39,383→ 39,383 total
Exercise: $18.80Exp: 2015-02-22→ Common Stock (39,383 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2010-12-28−4,000→ 0 total
Exercise: $21.00Exp: 2016-06-27→ Common Stock (4,000 underlying)
Award
Stock Option (Right to Buy)
2010-12-28+5,132→ 5,132 total
Exercise: $16.37Exp: 2016-06-27→ Common Stock (5,132 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2010-12-28−3,000→ 0 total
Exercise: $14.34Exp: 2015-06-22→ Common Stock (3,000 underlying)
Award
Stock Option (Right to Buy)
2010-12-28+3,849→ 3,849 total
Exercise: $11.18Exp: 2015-06-22→ Common Stock (3,849 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2010-12-28−47,000→ 0 total
Exercise: $10.40Exp: 2016-02-25→ Common Stock (47,000 underlying)
Award
Stock Option (Right to Buy)
2010-12-28+60,294→ 60,294 total
Exercise: $8.11Exp: 2016-02-25→ Common Stock (60,294 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2010-12-28−25,400→ 0 total
Exercise: $16.30Exp: 2017-03-04→ Common Stock (25,400 underlying)
Award
Stock Option (Right to Buy)
2010-12-28+32,584→ 32,584 total
Exercise: $12.71Exp: 2017-03-04→ Common Stock (32,584 underlying)

Footnotes (9)

[F1]These options were canceled and replaced under an equitable adjustment made to the original grant in conjunction with the Company's $4.50 special dividend paid on 12/27/2010. The replacement grant has an equivalent value post-divdidend and the same vesting and expiration dates.
[F2]1/5th of the options become exercisable on each yearly anniversary date following the July, 2, 2007 grant.
[F3]Not Applicable.
[F4]Under the terms of the equitable adjustment, these options replace the options that were to expire on the same date.
[F5]1/5th of the options become exercisable on each yearly anniversary date following the February 22, 2008 grant.
[F6]1/5th of the options become exercisable on each yearly anniversary date following the June 27, 2006 grant.
[F7]All of these options are currently exercisable.
[F8]1/5th of the options become exercisable on each yearly anniversary date following the February 25, 2009 grant.
[F9]1/5th of the options become exercisable on each yearly anniversary date following the March 4, 2010 grant.

Documents

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doc4.xmlPrimary
FORM 4 SUBMISSION