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4//SEC Filing

Bennett Ned W 4

Accession 0001209191-11-009156

CIK 0001299688other
View on SEC.govCompany Profile

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 12:51 PM ET

Size

17.6 KB

Accession

0001209191-11-009156

Insider Transaction Report

Form 4
Period: 2010-12-28
optionsXpress Holdings, Inc.OXPS
Bennett Ned W
DirectorExecutive Vice Chairman
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-12-28−12,000→ 0 total
    Exercise: $23.32Exp: 2017-03-20→ Common Stock (12,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2010-12-28+15,394→ 15,394 total
    Exercise: $18.18Exp: 2017-03-20→ Common Stock (15,394 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-12-28−2,501→ 0 total
    Exercise: $0.96Exp: 2013-03-01→ Common Stock (2,501 underlying)
  • Award

    Stock Option (Right to Buy)

    2010-12-28+3,208→ 3,208 total
    Exercise: $0.75Exp: 2013-03-01→ Common Stock (3,208 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-12-28−35,000→ 0 total
    Exercise: $30.78Exp: 2016-02-29→ Common Stock (35,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2010-12-28+44,899→ 44,899 total
    Exercise: $23.99Exp: 2016-02-29→ Common Stock (44,899 underlying)
Footnotes (6)
  • [F1]These options were canceled and replaced under an equitable adjustment made to the original grant in conjunction with the Company's $4.50 special dividend paid on 12/27/2010. The replacement grant has an equivalent value post-divdidend and the same vesting and expiration dates.
  • [F2]1/5th of the options become exercisable on each yearly anniversary date following the March 20, 2007 grant.
  • [F3]Not applicable.
  • [F4]Under the terms of the equitable adjustment, these options replace the options that were to expire on the same date.
  • [F5]All of these options are currently exercisable.
  • [F6]1/5th of the options become exercisable on each yearly anniversary date following the February 28, 2006 grant.

Documents

1 file

Issuer

optionsXpress Holdings, Inc.

CIK 0001299688

→
Entity typeother

Related Parties

1
  • filerCIK 0001315493

Filing Metadata

Form type
4
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 12:51 PM ET
Size
17.6 KB
View on SEC.gov