PEARCE DAVID R 5
5 · DOVER SADDLERY INC · Filed Feb 14, 2011
Insider Transaction Report
Form 5
PEARCE DAVID R
Director
Transactions
- Purchase
Common Stock
2010-09-15$2.80/sh+1,000$2,800→ 1,500 total - Award
Incentive Stock Option
2010-11-17+40,000→ 40,000 totalExercise: $3.10Exp: 2020-11-16→ Common Stock (40,000 underlying)
Holdings
- 500(indirect: by Oakland Farm, Inc.)
Common Stock
- 10,500
Non-Qualified Stock Option
Exercise: $2.01Exp: 2019-11-16→ Common Stock (10,500 underlying)
Footnotes (9)
- [F1]As of 12/31/2009.
- [F2]The reporting person, David R. Pearce, has a 1/12 interest in Oakland Farm, Inc., the record owner of the 500 shares of common stock.
- [F3]This transaction has been previously reported on a Form 4 filed in a timely manner.
- [F4]As the reporting person has a 1/12 interest in Oakland Farm, Inc., the record owner of the 500 shares of common stock, the reporting person therefore holds a total of 1,000 shares of Common Stock directly and 500 shares of Common Stock indirectly as of 12/31/2010.
- [F5]Granted on 11/17/2009 and vest on anniversary date of grant at rate 20 % per year for five years.
- [F6]As of 12/31/2010, total includes 10,500 Non-Qualified Stock Options as granted in 2009. Together with Incentive Stock Options the total stock options held by this reporting person on 12/31/2010 equals 50,500.
- [F7]Granted on 11/17/2010 and vest on anniversary date of grant at rate 20 % per year for five years.
- [F8]When exercisable price will be $ 3.10.
- [F9]As of 12/31/2010, total includes 40,000 Incentive Stock options as granted in 2010. Together with Non-Qualified Stock Options the total stock options held by this reporting person on 12/31/2010 equals 50,500.