4//SEC Filing
STONE MARC J 4
Accession 0001209191-11-010388
CIK 0001111559other
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 9:44 AM ET
Size
21.1 KB
Accession
0001209191-11-010388
Insider Transaction Report
Form 4
STONE MARC J
VP Corp Dev, Gen Counsel & Sec
Transactions
- Sale
Common Stock
2011-02-15$7.17/sh−100$717→ 77,236 total - Sale
Common Stock
2011-02-15$7.19/sh−100$719→ 77,236 total - Exercise/Conversion
Stock Option (Right to buy)
2011-02-15$1.39/sh−3,000$4,170→ 3,000 totalExercise: $1.39From: 2007-12-24Exp: 2012-12-24→ Common Stock (3,000 underlying) - Sale
Common Stock
2011-02-15$7.16/sh−6,013$43,053→ 77,336 total - Exercise/Conversion
Common Stock
2011-02-15$1.39/sh+3,000$4,170→ 80,236 total - Sale
Common Stock
2011-02-15$7.17/sh−1,350$9,680→ 77,336 total - Award
Common Stock
2011-02-15+12,169→ 84,055 total - Sale
Common Stock
2011-02-15$7.14/sh−706$5,041→ 83,349 total - Sale
Common Stock
2011-02-15$7.14/sh−1,550$11,067→ 78,686 total - Award
Stock Option (Right to Buy)
2011-02-15+13,750→ 13,750 totalExercise: $7.11From: 2012-02-15Exp: 2021-02-14→ Common Stock (13,750 underlying)
Footnotes (3)
- [F1]The issuance of these shares is pursuant to a restricted stock grant under the Company's incentive stock plan. The shares issued will vest 50% on the third anniversary of the date of grant and 100% on the sixth anniversary, with 100% acceleration upon retirement, death, disability and change in control of the Company. Any unvested shares at the time of termination of employment must be resold to the Company for $0.
- [F2]Stock option becomes exercisable in one-fifth (1/5) increments on February 15, 2012, 2013, 2014, 2015 and 2016, with 100% acceleration of vesting upon death, disability and change in control of the Company.
- [F3]The derivative securities exercised (3,000 in total) became fully vested and exercisable on December 24, 2007.
Documents
Issuer
TRADESTATION GROUP INC
CIK 0001111559
Entity typeother
Related Parties
1- filerCIK 0001236837
Filing Metadata
- Form type
- 4
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 9:44 AM ET
- Size
- 21.1 KB