HARTLEY DAVID 4
4 · Invesco Ltd. · Filed Feb 18, 2011
Insider Transaction Report
Form 4
Invesco Ltd.IVZ
HARTLEY DAVID
Chief Accounting Officer
Transactions
- Exercise of In-Money
Common Shares
2011-02-17$12.06/sh+12,500$150,750→ 151,934 total - Sale
Common Shares
2011-02-17$27.35/sh−12,500$341,828→ 139,434 total - Exercise of In-Money
Employee Stock Option (right to buy)
2011-02-17−12,500→ 0 totalExercise: $12.06From: 2006-12-16Exp: 2013-12-15→ Common Shares (12,500 underlying)
Holdings
- 26,895(indirect: By ESOP)
Common Shares
Footnotes (2)
- [F1]The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Reflects the weighted average purchase price. The range of prices for such transaction was $27.34 to $27.35.