CONWAY ANTHONY J 4

Accession 0001209191-11-011667

CIK 0000868368other

Filed

Feb 21, 7:00 PM ET

Accepted

Feb 22, 6:02 PM ET

Size

42.5 KB

Accession

0001209191-11-011667

Form 4

Period: 2011-02-17

DirectorPresident and Secretary

Transactions

Sale
Common Stock
2011-02-17$10.75/sh−34,000$365,578→ 798,104 total
Exercise/Conversion
Common Stock
2011-02-18$2.34/sh+7,700$18,049→ 805,804 total
Exercise/Conversion
Stock Option (Right to Buy)
2011-02-17−4,000→ 6,000 total
Exercise: $2.34Exp: 2011-04-06→ Common Stock (10,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2011-02-22−8,300→ 0 total
Exercise: $2.34Exp: 2011-04-06→ Common Stock (8,300 underlying)
Exercise/Conversion
Common Stock
2011-02-17$2.34/sh+4,000$9,376→ 832,104 total
Exercise/Conversion
Stock Option (Right to Buy)
2011-02-17−16,816→ 0 total
Exercise: $2.36Exp: 2011-03-12→ Common Stock (16,816 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2011-02-18−1,700→ 8,300 total
Exercise: $2.34Exp: 2011-04-06→ Common Stock (10,000 underlying)
Sale
Common Stock
2011-02-18$10.71/sh−7,700$82,469→ 798,104 total
Exercise/Conversion
Stock Option (Right to Buy)
2011-02-17−13,184→ 0 total
Exercise: $2.36Exp: 2011-03-12→ Common Stock (13,184 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2011-02-18−6,000→ 0 total
Exercise: $2.34Exp: 2011-04-06→ Common Stock (6,000 underlying)
Exercise/Conversion
Common Stock
2011-02-17$2.36/sh+30,000$70,785→ 828,104 total
Exercise/Conversion
Common Stock
2011-02-22$2.34/sh+8,300$19,455→ 806,404 total

Holdings

Stock Option (Right to Buy)
Exercise: $2.17Exp: 2011-10-16→ Common Stock (15,000 underlying)
15,000
Stock Option (Right to Buy)
Exercise: $4.63From: 2005-01-02Exp: 2014-01-02→ Common Stock (16,000 underlying)
16,000
Stock Option (Right to Buy)
Exercise: $12.30From: 2007-11-21Exp: 2016-11-21→ Common Stock (40,000 underlying)
40,000
Common Stock
(indirect: By Spouse)
63,755
Stock Option (Right to Buy)
Exercise: $2.17Exp: 2011-10-16→ Common Stock (15,000 underlying)
15,000
Stock Option (Right to Buy)
Exercise: $11.23From: 2009-02-06Exp: 2018-02-06→ Common Stock (30,000 underlying)
30,000
Stock Option (Right to Buy)
Exercise: $10.72From: 2012-01-27Exp: 2021-01-27→ Common Stock (30,000 underlying)
30,000
Stock Option (Right to Buy)
Exercise: $11.27From: 2010-02-03Exp: 2019-02-03→ Common Stock (30,000 underlying)
30,000
Stock Option (Right to Buy
Exercise: $4.13From: 2004-01-02Exp: 2013-01-02→ Common Stock (16,000 underlying)
16,000
Stock Option (Right to Buy)
Exercise: $4.70From: 2006-01-01Exp: 2015-01-01→ Common Stock (40,000 underlying)
40,000
Stock Option (Right to Buy)
Exercise: $12.27From: 2011-01-28Exp: 2020-01-28→ Common Stock (30,000 underlying)
30,000
Stock Option (Right to Buy)
Exercise: $5.70From: 2007-01-26Exp: 2016-01-26→ Common Stock (1,844 underlying)
1,844
Stock Option (Right to Buy)
Exercise: $5.70From: 2007-01-26Exp: 2016-01-26→ Common Stock (18,156 underlying)
18,156

Footnotes (6)

[F1]The price in Column 4 is a weighted average. The prices actually received ranged from $10.70 to $10.91. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
[F2]The price in Column 4 is a weighted average. The prices actually received ranged from $10.60 to $10.82. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
[F3]100% vested.
[F4]Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown.
[F5]100% vested on 1/26/2007.
[F6]Vest 3,156 shares on 1/26/2007 and annual cumulative installments of 5,000 beginning 1/26/2008.

Documents

1 file

ROCHESTER MEDICAL CORPORATION

CIK 0000868368

Entity typeother