4//SEC Filing
COMPELLENT TECHNOLOGIES INC 4
Accession 0001209191-11-012328
CIK 0001253955operating
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 1:35 PM ET
Size
20.3 KB
Accession
0001209191-11-012328
Insider Transaction Report
Form 4
SPRENG R DAVID
Director10% Owner
Transactions
- Disposition to Issuer
Common Stock
2011-02-22$27.75/sh−2,921,613$81,074,761→ 0 total(indirect: By Crescendo IV, L.P.) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−60,260→ 0 totalExercise: $8.64Exp: 2015-02-18→ Common Stock (60,260 underlying) - Disposition to Issuer
Common Stock
2011-02-22$27.75/sh−185,555$5,149,151→ 0 total(indirect: By Crescendo IV AG & Co. Beteiligungs KG) - Disposition to Issuer
Common Stock
2011-02-22$27.75/sh−54,794$1,520,534→ 0 total(indirect: By Crescendo IV Entrepreneurs Fund, L.P.) - Disposition to Issuer
Common Stock
2011-02-22$27.75/sh−18,243$506,243→ 0 total(indirect: By Crescendo IV Entrepreneurs Fund A L.P.) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−14,730→ 0 totalExercise: $13.43Exp: 2016-02-16→ Common Stock (14,730 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−11,236→ 0 totalExercise: $15.74Exp: 2017-02-16→ Common Stock (11,236 underlying)
Footnotes (8)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger dated December 12, 2010 by and among the Issuer, Dell International L.L.C. and Dell Trinity Holdings Corp.(the "Merger Agreement").
- [F2]Disposed of pursuant to the Merger Agreement in exchange for $27.75 for each share of the Issuer's common stock held by the Reporting Person.
- [F3]R. David Spreng is the managing member of Crescendo Ventures IV, LLC ("Crescendo LLC") and Crescendo German Investments IV, LLC ("Crescendo GI"). Crescendo LLC is the general partner Crescendo IV, L.P. ("Crescendo IV"), Crescendo IV Enterpreneurs Fund, L.P. ("Crescendo EF") and Crescendo IV Entrepreneurs Fund A, L.P. ("Crescendo EFA") and Crescendo GI is the general partner of Crescendo IV AG & Co. Beteiligungs KG ("Crescendo KG"). Mr. Spreng disclaims beneficial ownership of these securities except to the extent of his pecuniary interest, and this report shall not be deemed to be an admission that Mr. Spreng is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F4]Consists of shares owned by Crescendo IV. Crescendo LLC, as the general partner of Crescendo IV, may be deemed to beneficially own the shares owned by Crescendo IV. Mr. Spreng disclaims beneficial ownership of the shares owned by Crescendo IV except to the extent of his pecuniary interest.
- [F5]Consists of shares owned by Crescendo KG. Crescendo GI, as the general partner of Crescendo KG, may be deemed to beneficially own the shares owned by Crescendo KG. Mr. Spreng disclaims beneficial ownership of the shares owned by Crescendo KG except to the extent of his pecuniary interest.
- [F6]Consists of shares owned by Crescendo EF. Crescendo LLC, as the general partner of Crescendo EF, may be deemed to beneficially own the shares owned by Crescendo EF. Mr. Spreng disclaims beneficial ownership of the shares owned by Crescendo EF except to the extent of his pecuniary interest.
- [F7]Consists of shares owned by Crescendo EFA. Crescendo LLC, as the general partner of Crescendo EFA, may be deemed to beneficially own the shares owned by Crescendo EFA. Mr. Spreng disclaims beneficial ownership of the shares owned by Crescendo EF except to the extent of his pecuniary interest.
- [F8]Pursuant to the Merger Agreement, this option was cancelled as of February 22, 2011 in exchange for a cash payment equal to the product of (i) the number of the Issuer's common stock subject to the option multiplied by (ii) the excess of $27.75 over the per share exercise price of the option.
Documents
Issuer
COMPELLENT TECHNOLOGIES INC
CIK 0001253955
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001253955
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 1:35 PM ET
- Size
- 20.3 KB