4//SEC Filing
Paz Ramon 4
Accession 0001209191-11-012530
CIK 0001389072other
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 5:53 PM ET
Size
12.0 KB
Accession
0001209191-11-012530
Insider Transaction Report
Form 4
Paz Ramon
VP, Quality Assurance
Transactions
- Exercise/Conversion
Common Stock
2011-02-22+1,429→ 1,429 total - Sale
Common Stock
2011-02-22$87.70/sh−557$48,849→ 872 total - Sale
Common Stock
2011-02-22$87.70/sh−872$76,474→ 0 total - Exercise/Conversion
Restricted Stock Unit
2011-02-22−1,429→ 19,666 totalFrom: 2011-02-22Exp: 2018-08-13→ Common Stock (1,429 underlying)
Footnotes (5)
- [F1]On August 13, 2008, the reporting person was granted restricted stock units to purchase an aggregate of 5,715 shares of common stock. The award vests in three installments based on HeartWare's satisfication of certain performance criteria. The second installment of the award vested on February 22, 2011 and 1,429 shares of common stock were automatically issued to the reporting person.
- [F2]These shares were sold pursuant to a pre-arranged trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The sale proceeds were utilized to pay all taxes related to the vesting of restricted stock units and receipt of the related shares reported on this Form 4.
- [F3]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $86.35 to $88.86. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- [F4]These shares were sold pursuant to a pre-arranged trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F5]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
Documents
Issuer
HeartWare International, Inc.
CIK 0001389072
Entity typeother
Related Parties
1- filerCIK 0001419222
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 5:53 PM ET
- Size
- 12.0 KB