4//SEC Filing
Pinkes Andrew J 4
Accession 0001209191-11-015244
CIK 0000874766other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 6:49 PM ET
Size
30.3 KB
Accession
0001209191-11-015244
Insider Transaction Report
Form 4
Pinkes Andrew J
Executive Vice President
Transactions
- Award
Restricted Stock Units
2011-03-01$28.91/sh+8,647.527$250,000→ 24,257.422 total - Sale
Common Stock
2011-03-01$29.89/sh−13,354.595$399,169→ 1,121.002 total - Award
Stock Option
2011-03-01+23,234→ 23,234 totalExercise: $28.91Exp: 2021-03-01→ Common Stock (23,234 underlying) - Exercise/Conversion
Common Stock
2011-03-01$7.04/sh+10,799$76,025→ 14,475.597 total - Exercise/Conversion
Stock Option
2011-03-01$7.04/sh−10,799$76,025→ 7,305 totalExercise: $7.04Exp: 2019-02-25→ Common Stock (10,799 underlying)
Holdings
- 706
Stock Option
Exercise: $37.37Exp: 2013-02-22→ Common Stock (706 underlying) - 1,594
Stock Option
Exercise: $65.99Exp: 2014-02-20→ Common Stock (1,594 underlying) - 10,653.314
Restricted Units
Exp: 2012-02-25→ Common Stock (10,653.314 underlying) - 6,867.949
Restricted Units
Exp: 2012-11-05→ Common Stock (6,867.949 underlying) - 15,413.709
Restricted Units
Exp: 2013-02-25→ Common Stock (15,413.709 underlying) - 992.48
Deferred Units
Exp: 2011-11-05→ Common Stock (992.48 underlying) - 822.602
Deferred Units
Exp: 2013-05-03→ Common Stock (822.602 underlying) - 2,938
Stock Option
Exercise: $83.00Exp: 2016-02-15→ Common Stock (2,938 underlying) - 3,650
Stock Option
Exercise: $93.69Exp: 2017-02-27→ Common Stock (3,650 underlying) - 4,832
Stock Option
Exercise: $74.88Exp: 2018-02-26→ Common Stock (4,832 underlying) - 1,470.286
Deferred Units
Exp: 2012-02-25→ Common Stock (1,470.286 underlying)
Footnotes (15)
- [F1]Transaction effected pursuant to a pre-planned trading plan entered into on 11/11/2010 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F10]Each restricted unit will vest on the expiration date and be settled in cash immediately following the expiration date for an amount equal to the closing price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange.
- [F11]Each restricted unit will be settled in cash as soon as practicable and in any event within 90 days, after November 05, 2012 (the "Valuation Date"). The cash settlement payable per unit shall be equal the closing stock price per share of the Company's common stock on the Valuation Date as reported on the New York Stock Exchange.
- [F12]One-third of the restricted unit award will be settled in cash on the first, second and third anniversaries of the grant date (February 25, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Each tranche of the award is subject to a one year holding period from the date of settlement.
- [F13]Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (November 5, 2009) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
- [F14]Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (February 25, 2010) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
- [F15]One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date {May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
- [F2]Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $29.84 to $30.00 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]All options became exercisable as of February 20, 2006, the third anniversary of the grant date.
- [F4]All options became exercisable as of February 18, 2007, the third anniversary of the grant date.
- [F5]All options became exercisable as of February 15, 2009, the third anniversary of the grant date.
- [F6]All options became exercisable as of February 27, 2010, the third anniversary of the grant date.
- [F7]All options became exercisable as of February 26, 2011, the third anniversary of the grant date.
- [F8]One third of the option became exercisable on February 25, 2010, an additional one third, became exercisable on February 25, 2011, and the remaining one-third will become exercisable on February 25, 2012, the third anniversary of the grant date.
- [F9]One third of the option will become exercisable on March 1, 2012, an additional one third of the option will become exercisable on March 1, 2013 and the remaining one-third of the option will become exercisable on March 1, 2014, the third anniversary of the grant date.
Documents
Issuer
HARTFORD FINANCIAL SERVICES GROUP INC/DE
CIK 0000874766
Entity typeother
Related Parties
1- filerCIK 0001502912
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 6:49 PM ET
- Size
- 30.3 KB