McAuliffe James E 4
4 · KAISER ALUMINUM CORP · Filed Mar 7, 2011
Insider Transaction Report
Form 4
McAuliffe James E
Sr. VP - Human Resources
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2011-03-03$48.86/sh−745$36,401→ 19,634 total - Award
Common Stock, par value $0.01 per share
2011-03-04+505→ 20,139 total - Tax Payment
Common Stock, par value $0.01 per share
2011-03-04$49.41/sh−213$10,524→ 19,926 total - Award
Common Stock, par value $0.01 per share
2011-03-05+2,539→ 22,465 total - Tax Payment
Common Stock, par value $0.01 per share
2011-03-05$49.41/sh−1,113$54,993→ 21,352 total
Footnotes (5)
- [F1]Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 3, 2011 of certain shares granted to the reporting person in 2008 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.
- [F2]Shares earned upon the vesting on March 4, 2011 of certain performance shares granted to the reporting person in 2008 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 4, 2011, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2008 through 2010.
- [F3]Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 4, 2011 of the above-referenced performance shares.
- [F4]Grant to the reporting person effective as of March 5, 2011, of restricted stock under the Kaiser Aluminum Corporation Amended and Restated 2006 Equity and Performance Incentive Plan. All restrictions will lapse on March 5, 2014 or earlier upon the occurrence of certain specified circumstances.
- [F5]Shares withheld to satisfy the withholding tax obligations resulting from the recognition of income with respect to the grant of restricted shares on March 5, 2011 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. The restricted shares are not subject to a substantial risk of forfeiture for tax purposes as a result of the reporting person reaching age 65 on June 7, 2010.