4//SEC Filing
Fine Kenneth M. 4
Accession 0001209191-11-016170
CIK 0001430592other
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 1:42 PM ET
Size
9.2 KB
Accession
0001209191-11-016170
Insider Transaction Report
Form 4
Fine Kenneth M.
See Remarks
Transactions
- Sale
Common Stock
2011-03-07$24.76/sh−20,000$495,210→ 64,005 total - Exercise/Conversion
Common Stock
2011-03-07$7.50/sh+20,000$150,000→ 84,005 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2011-03-07−20,000→ 65,990 totalExercise: $7.50Exp: 2016-09-19→ Common Stock (20,000 underlying)
Footnotes (3)
- [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2010.
- [F2]The price reported in Col 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $24.40 to $25.20, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The option award is fully vested.
Documents
Issuer
Financial Engines, Inc.
CIK 0001430592
Entity typeother
Related Parties
1- filerCIK 0001486173
Filing Metadata
- Form type
- 4
- Filed
- Mar 7, 7:00 PM ET
- Accepted
- Mar 8, 1:42 PM ET
- Size
- 9.2 KB