Baumgarten David A 4
4 · BANK MUTUAL CORP · Filed Mar 14, 2011
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
Baumgarten David A
DirectorPresident
Transactions
- Purchase
Common Stock
2011-03-14$4.00/sh+5,000$20,000→ 66,811 total
Holdings
- 50,000
Options to buy
Exercise: $5.05Exp: 2021-01-18→ Common Stock (50,000 underlying) - 50,000
Options to buy
Exercise: $7.22Exp: 2020-05-03→ Common Stock (50,000 underlying)
Footnotes (2)
- [F1]Stock option granted under the 2004 Stock Incentive Plan. The options (50,000 in the original grant) vest in annual installments of 20% each based on the number of shares granted beginning May 3, 2011.
- [F2]Stock option granted under the 2004 Stock Incentive Plan. The options (50,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.