Otto Alexander 4

Accession 0001209191-11-018995

CIK 0000894315other

View on SEC.gov Company Profile

Filed

Mar 20, 8:00 PM ET

Accepted

Mar 21, 4:15 PM ET

Size

30.6 KB

Accession

0001209191-11-018995

Insider Transaction Report

Form 4

Period: 2011-03-18

DEVELOPERS DIVERSIFIED REALTY CORPDDR

Otto Alexander

10% OwnerOther

Transactions

Exercise of In-Money
Common Stock
2011-03-18$6.00/sh+500,000$3,000,000→ 2,625,916 total
Exercise of In-Money
Common Stock
2011-03-18$6.00/sh+500,000$3,000,000→ 2,625,916 total
Exercise of In-Money
Warrant (right to buy)
2011-03-18−3,000,000→ 0 total
Exercise: $6.00From: 2009-05-11Exp: 2014-05-11→ Common Stock (3,000,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−1,500,000→ 0 total
Exercise: $6.00From: 2009-05-11Exp: 2014-05-11→ Common Stock (1,500,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−1,500,000→ 0 total
Exercise: $6.00From: 2009-09-18Exp: 2014-09-18→ Common Stock (1,500,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−3,000,000→ 0 total
Exercise: $6.00From: 2009-09-18Exp: 2014-09-18→ Common Stock (3,000,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−250,000→ 0 total
Exercise: $6.00From: 2009-05-11Exp: 2014-05-11→ Common Stock (250,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−250,000→ 0 total
Exercise: $6.00From: 2009-09-18Exp: 2014-09-18→ Common Stock (250,000 underlying)
Exercise of In-Money
Common Stock
2011-03-18$6.00/sh+6,000,000$36,000,000→ 39,674,485 total
Exercise of In-Money
Common Stock
2011-03-18$6.00/sh+3,000,000$18,000,000→ 15,755,505 total
Exercise of In-Money
Warrant (right to buy)
2011-03-18−250,000→ 0 total
Exercise: $6.00From: 2009-09-18Exp: 2014-09-18→ Common Stock (250,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−250,000→ 0 total
Exercise: $6.00From: 2009-05-11Exp: 2014-05-11→ Common Stock (250,000 underlying)

Vater Janina

Other

Transactions

Exercise of In-Money
Common Stock
2011-03-18$6.00/sh+6,000,000$36,000,000→ 39,674,485 total
Exercise of In-Money
Warrant (right to buy)
2011-03-18−3,000,000→ 0 total
Exercise: $6.00From: 2009-05-11Exp: 2014-05-11→ Common Stock (3,000,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−3,000,000→ 0 total
Exercise: $6.00From: 2009-09-18Exp: 2014-09-18→ Common Stock (3,000,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−1,500,000→ 0 total
Exercise: $6.00From: 2009-09-18Exp: 2014-09-18→ Common Stock (1,500,000 underlying)
Exercise of In-Money
Common Stock
2011-03-18$6.00/sh+3,000,000$18,000,000→ 15,755,505 total
Exercise of In-Money
Common Stock
2011-03-18$6.00/sh+500,000$3,000,000→ 2,625,916 total
Exercise of In-Money
Common Stock
2011-03-18$6.00/sh+500,000$3,000,000→ 2,625,916 total
Exercise of In-Money
Warrant (right to buy)
2011-03-18−1,500,000→ 0 total
Exercise: $6.00From: 2009-05-11Exp: 2014-05-11→ Common Stock (1,500,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−250,000→ 0 total
Exercise: $6.00From: 2009-05-11Exp: 2014-05-11→ Common Stock (250,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−250,000→ 0 total
Exercise: $6.00From: 2009-09-18Exp: 2014-09-18→ Common Stock (250,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−250,000→ 0 total
Exercise: $6.00From: 2009-05-11Exp: 2014-05-11→ Common Stock (250,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−250,000→ 0 total
Exercise: $6.00From: 2009-09-18Exp: 2014-09-18→ Common Stock (250,000 underlying)

Otto-Bernstein Katharina

Other

Transactions

Exercise of In-Money
Common Stock
2011-03-18$6.00/sh+500,000$3,000,000→ 2,625,916 total
Exercise of In-Money
Warrant (right to buy)
2011-03-18−3,000,000→ 0 total
Exercise: $6.00From: 2009-05-11Exp: 2014-05-11→ Common Stock (3,000,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−1,500,000→ 0 total
Exercise: $6.00From: 2009-05-11Exp: 2014-05-11→ Common Stock (1,500,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−250,000→ 0 total
Exercise: $6.00From: 2009-05-11Exp: 2014-05-11→ Common Stock (250,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−250,000→ 0 total
Exercise: $6.00From: 2009-09-18Exp: 2014-09-18→ Common Stock (250,000 underlying)
Exercise of In-Money
Common Stock
2011-03-18$6.00/sh+3,000,000$18,000,000→ 15,755,505 total
Exercise of In-Money
Warrant (right to buy)
2011-03-18−1,500,000→ 0 total
Exercise: $6.00From: 2009-09-18Exp: 2014-09-18→ Common Stock (1,500,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−250,000→ 0 total
Exercise: $6.00From: 2009-05-11Exp: 2014-05-11→ Common Stock (250,000 underlying)
Exercise of In-Money
Common Stock
2011-03-18$6.00/sh+6,000,000$36,000,000→ 39,674,485 total
Exercise of In-Money
Common Stock
2011-03-18$6.00/sh+500,000$3,000,000→ 2,625,916 total
Exercise of In-Money
Warrant (right to buy)
2011-03-18−3,000,000→ 0 total
Exercise: $6.00From: 2009-09-18Exp: 2014-09-18→ Common Stock (3,000,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−250,000→ 0 total
Exercise: $6.00From: 2009-09-18Exp: 2014-09-18→ Common Stock (250,000 underlying)

Otto Michael Ingo Werner

Other

Transactions

Exercise of In-Money
Common Stock
2011-03-18$6.00/sh+6,000,000$36,000,000→ 39,674,485 total
Exercise of In-Money
Warrant (right to buy)
2011-03-18−250,000→ 0 total
Exercise: $6.00From: 2009-05-11Exp: 2014-05-11→ Common Stock (250,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−250,000→ 0 total
Exercise: $6.00From: 2009-05-11Exp: 2014-05-11→ Common Stock (250,000 underlying)
Exercise of In-Money
Common Stock
2011-03-18$6.00/sh+500,000$3,000,000→ 2,625,916 total
Exercise of In-Money
Warrant (right to buy)
2011-03-18−3,000,000→ 0 total
Exercise: $6.00From: 2009-09-18Exp: 2014-09-18→ Common Stock (3,000,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−250,000→ 0 total
Exercise: $6.00From: 2009-09-18Exp: 2014-09-18→ Common Stock (250,000 underlying)
Exercise of In-Money
Common Stock
2011-03-18$6.00/sh+3,000,000$18,000,000→ 15,755,505 total
Exercise of In-Money
Common Stock
2011-03-18$6.00/sh+500,000$3,000,000→ 2,625,916 total
Exercise of In-Money
Warrant (right to buy)
2011-03-18−3,000,000→ 0 total
Exercise: $6.00From: 2009-05-11Exp: 2014-05-11→ Common Stock (3,000,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−1,500,000→ 0 total
Exercise: $6.00From: 2009-05-11Exp: 2014-05-11→ Common Stock (1,500,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−1,500,000→ 0 total
Exercise: $6.00From: 2009-09-18Exp: 2014-09-18→ Common Stock (1,500,000 underlying)
Exercise of In-Money
Warrant (right to buy)
2011-03-18−250,000→ 0 total
Exercise: $6.00From: 2009-09-18Exp: 2014-09-18→ Common Stock (250,000 underlying)

Footnotes (4)

[F1]Securities owned by Alexander Otto. Alexander Otto has sole ownership of 39,674,485 shares of Common Stock.
[F2]Securities owned by Katharina Otto-Bernstein. Katharina Otto-Bernstein has sole ownership of 15,755,505 shares of Common Stock.
[F3]Securities owned by Dr. Michael Otto. Dr. Michael Otto has sole ownership of 2,625,916 shares of Common Stock.
[F4]Securities owned by Janina Vater. Janina Vater directly has beneficial ownership of 2,625,916 shares of Common Stock. Pursuant to a General Power of Attorney, Dr. Michael Otto has indirect beneficial ownership over the shares Ms. Vater owns.

Documents

1 file

4
c14404_4x0.xmlPrimary
MAIN DOCUMENT DESCRIPTION

Issuer

DEVELOPERS DIVERSIFIED REALTY CORP

CIK 0000894315

→

Entity typeother

Related Parties

filerCIK 0001462468

Filing Metadata

Form type: 4
Filed: Mar 20, 8:00 PM ET
Accepted: Mar 21, 4:15 PM ET
Size: 30.6 KB

View on SEC.gov