Wareing Peter S 4
4 · CENTERPOINT ENERGY INC · Filed Mar 25, 2011
Insider Transaction Report
Form 4
Wareing Peter S
Director
Transactions
- Purchase
Common Stock
2011-03-23$16.93/sh+10,000$169,295→ 10,000 total(indirect: By Wareing & Company, Ltd.)
Holdings
- 32,000
Common Stock
- 60,000(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The reporting person is a general partner of the partnership that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- [F2]Includes 1,333 shares of time-based stock awarded in 2008 that will vest on May 1, 2011; 2,666 shares of time-based stock awarded in 2009 that will vest in 1,333 share increments on May 1, 2011 and May 1, 2012; and 4,000 shares of time-based restricted stock awarded in 2010 that will vest on May 3, 2011 if the reporting person is a director of Issuer through such dates; provided however, the shares become fully vested in the event of a change of control of issuer.
- [F3]Shares of CNP common stock held in trust, of which reporting person's spouse is a trustee and the beneficiary. The filing of this Form 4 shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of such equity securities.