GAIN Capital Holdings, Inc.·4

Mar 25, 6:22 PM ET

LYONS HENRY C 4

4 · GAIN Capital Holdings, Inc. · Filed Mar 25, 2011

Insider Transaction Report

Form 4
Period: 2011-03-23
LYONS HENRY C
Chief Fin. Off and Treasurer
Transactions
  • Award

    Stock Option (right to buy)

    2011-03-23+24,00024,000 total
    Exercise: $8.02Exp: 2018-03-23Common Stock (24,000 underlying)
  • Award

    Common Stock

    2011-03-23+8,0008,000 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    50
Footnotes (3)
  • [F1]Restricted stock award, which restrictions lapse 25% annually over four years commencing on the first anniversary of the date of grant.
  • [F2]These shares are held indirectly by Jordan Lyons, the reporting person's son.
  • [F3]Such stock options vest 25% annually over four years commencing on the first anniversary of the date of grant. The stock options have a term of seven years.

Documents

1 file
  • 4
    c14652_4x0.xmlPrimary

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