Home/Filings/4/0001209191-11-020086
4//SEC Filing

Volz Kenneth H 4

Accession 0001209191-11-020086

CIK 0000104777other

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 11:45 AM ET

Size

11.7 KB

Accession

0001209191-11-020086

Insider Transaction Report

Form 4
Period: 2011-03-20
Volz Kenneth H
Executive Vice President & CFO
Transactions
  • Tax Payment

    Common Shares

    2011-03-20$14.90/sh542$8,07619,594 total
Holdings
  • Employee Stock Option (Right to Buy)

    Exercise: $14.85Exp: 2021-03-09Common Stock (45,610 underlying)
    45,610
  • Employee Stock Option (Right to Buy)

    Exercise: $10.78Exp: 2018-09-08Common Stock (25,000 underlying)
    25,000
  • Common Shares

    (indirect: By Spouse)
    2,965
  • Employee Stock Option (Right to Buy)

    Exercise: $12.88Exp: 2020-02-23Common Stock (13,180 underlying)
    13,180
  • Employee Stock Option (Right to Buy)

    Exercise: $10.02Exp: 2019-03-20Common Stock (18,793 underlying)
    18,793
Footnotes (4)
  • [F1]This option was previously reported by Mr. Volz and is exercisable as follows: 8,333 shares on 9/08/2009, 8,333 shares on 9/08/2010, and 8,334 shares on 9/08/2011, assuming Mr. Volz's continuous employment with the Company.
  • [F2]This options was previously reported by Mr. Volz and is exercisable as follows: 6,264 shares on 3/20/2010, 6,264 shares on 3/20/2011, and 6,265 shares on 3/20/2012, assuming Mr. Volz's continuous employment with the Company.
  • [F3]This option was granted under the Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and is exercisable as follows: 4,393 shares on 2/23/2011, 4,393 shares on 2/23/2012, and 4,394 shares on 2/23/2013, assuming Mr. Volz's continuous employment with the Company.
  • [F4]This option was granted under the Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and is exercisable as follows: 15,203 shares on 03/09/2012, 15,203 shares on 03/09/2013, and 15,204 shares on 03/09/2014, assuming Mr. Volz's continuous employment with the Company.

Issuer

WARWICK VALLEY TELEPHONE CO

CIK 0000104777

Entity typeother

Related Parties

1
  • filerCIK 0001388048

Filing Metadata

Form type
4
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 11:45 AM ET
Size
11.7 KB