Volz Kenneth H 4
4 · WARWICK VALLEY TELEPHONE CO · Filed Mar 30, 2011
Insider Transaction Report
Form 4
Volz Kenneth H
Executive Vice President & CFO
Transactions
- Tax Payment
Common Shares
2011-03-20$14.90/sh−542$8,076→ 19,594 total
Holdings
- 45,610
Employee Stock Option (Right to Buy)
Exercise: $14.85Exp: 2021-03-09→ Common Stock (45,610 underlying) - 25,000
Employee Stock Option (Right to Buy)
Exercise: $10.78Exp: 2018-09-08→ Common Stock (25,000 underlying) - 2,965(indirect: By Spouse)
Common Shares
- 13,180
Employee Stock Option (Right to Buy)
Exercise: $12.88Exp: 2020-02-23→ Common Stock (13,180 underlying) - 18,793
Employee Stock Option (Right to Buy)
Exercise: $10.02Exp: 2019-03-20→ Common Stock (18,793 underlying)
Footnotes (4)
- [F1]This option was previously reported by Mr. Volz and is exercisable as follows: 8,333 shares on 9/08/2009, 8,333 shares on 9/08/2010, and 8,334 shares on 9/08/2011, assuming Mr. Volz's continuous employment with the Company.
- [F2]This options was previously reported by Mr. Volz and is exercisable as follows: 6,264 shares on 3/20/2010, 6,264 shares on 3/20/2011, and 6,265 shares on 3/20/2012, assuming Mr. Volz's continuous employment with the Company.
- [F3]This option was granted under the Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and is exercisable as follows: 4,393 shares on 2/23/2011, 4,393 shares on 2/23/2012, and 4,394 shares on 2/23/2013, assuming Mr. Volz's continuous employment with the Company.
- [F4]This option was granted under the Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and is exercisable as follows: 15,203 shares on 03/09/2012, 15,203 shares on 03/09/2013, and 15,204 shares on 03/09/2014, assuming Mr. Volz's continuous employment with the Company.