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4//SEC Filing

Volz Kenneth H 4

Accession 0001209191-11-020231

CIK 0000104777other
View on SEC.govCompany Profile

Filed

Mar 30, 8:00 PM ET

Accepted

Mar 31, 10:14 AM ET

Size

19.2 KB

Accession

0001209191-11-020231

Insider Transaction Report

Form 4
Period: 2011-03-23
WARWICK VALLEY TELEPHONE COWWVY
Volz Kenneth H
Executive Vice President & CFO
Transactions
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2011-03-23−4,392→ 8,788 total
    Exercise: $12.88Exp: 2020-02-23→ Common Stock (13,180 underlying)
  • Exercise/Conversion

    Common Shares

    2011-03-23$10.02/sh+12,528$125,531→ 48,788 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2011-03-23−12,528→ 6,265 total
    Exercise: $10.02Exp: 2019-03-20→ Common Stock (18,793 underlying)
  • Exercise/Conversion

    Common Shares

    2011-03-23$10.78/sh+16,666$179,659→ 36,260 total
  • Exercise/Conversion

    Common Shares

    2011-03-23$12.88/sh+4,392$56,569→ 53,180 total
  • Tax Payment

    Common Shares

    2011-03-23$15.00/sh−28,214$423,210→ 24,966 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2011-03-23−16,666→ 8,334 total
    Exercise: $10.78Exp: 2018-09-08→ Common Stock (25,000 underlying)
Holdings

  • Common Shares

    (indirect: By Spouse)
    2,965

  • Employee Stock Option (Right to Buy)

    Exercise: $14.85Exp: 2021-03-09→ Common Stock (45,610 underlying)
    45,610
Footnotes (4)
  • [F1]This option was previously reported by Mr. Volz and is exercisable as follows: 8,333 shares on 9/08/2009, 8,333 shares on 9/08/2010, and 8,334 shares on 9/08/2011, assuming Mr. Volz's continuous employment with the Company.
  • [F2]This options was previously reported by Mr. Volz and is exercisable as follows: 6,264 shares on 3/20/2010, 6,264 shares on 3/20/2011, and 6,265 shares on 3/20/2012, assuming Mr. Volz's continuous employment with the Company.
  • [F3]This option was granted under the Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and is exercisable as follows: 4,393 shares on 2/23/2011, 4,393 shares on 2/23/2012, and 4,394 shares on 2/23/2013, assuming Mr. Volz's continuous employment with the Company.
  • [F4]This option was granted under the Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and is exercisable as follows: 15,203 shares on 03/09/2012, 15,203 shares on 03/09/2013, and 15,204 shares on 03/09/2014, assuming Mr. Volz's continuous employment with the Company.

Documents

1 file

Issuer

WARWICK VALLEY TELEPHONE CO

CIK 0000104777

→
Entity typeother

Related Parties

1
  • filerCIK 0001388048

Filing Metadata

Form type
4
Filed
Mar 30, 8:00 PM ET
Accepted
Mar 31, 10:14 AM ET
Size
19.2 KB
View on SEC.gov