Home/Filings/4/0001209191-11-020633
4//SEC Filing

BUELOW ROGER 4

Accession 0001209191-11-020633

CIK 0000924168other

Filed

Mar 31, 8:00 PM ET

Accepted

Apr 1, 4:44 PM ET

Size

5.4 KB

Accession

0001209191-11-020633

Insider Transaction Report

Form 4
Period: 2011-04-01
BUELOW ROGER
VP and Chief Technology Office
Transactions
  • Other

    Stock Options for Common Stock

    2011-04-01150,000148,750 total
    Exercise: $1.02Exp: 2020-02-25Common Stock (150,000 underlying)
Footnotes (2)
  • [F1]These options were performance-based and would only be exercisable if and only if Energy Focus, Inc. met specific financial performance criteria. These conditions were not met, therefore the stock options are forfeited.
  • [F2]Twenty-five percent were to become exercisable on February 25, 2011, and the remaining 75% were to become exercisable monthly in equal amounts over the following 36 months.

Issuer

ENERGY FOCUS, INC/DE

CIK 0000924168

Entity typeother

Related Parties

1
  • filerCIK 0001256328

Filing Metadata

Form type
4
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 4:44 PM ET
Size
5.4 KB