4//SEC Filing
Eisenberg Wayne 4
Accession 0001209191-11-022262
CIK 0001326973other
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 9:44 PM ET
Size
9.2 KB
Accession
0001209191-11-022262
Insider Transaction Report
Form 4
Eisenberg Wayne
VP - Worldwide Sales
Transactions
- Exercise/Conversion
Common Stock
2011-04-05$0.17/sh+20,000$3,400→ 141,369 total - Sale
Common Stock
2011-04-05$7.99/sh−20,000$159,800→ 121,369 total - Exercise/Conversion
Employee Stock Option
2011-04-05−20,000→ 146,400 totalExercise: $0.17Exp: 2014-06-16→ Common Stock (20,000 underlying)
Footnotes (4)
- [F1]Also referred to as ordinary shares.
- [F2]A grant of a performance unit in September 2008 was previously voluntarily reported in Table I. These units were forfeited for no value because performance conditions were not met. Therefore, the total number of securities reported as beneficially owned has been decreased by 40,000 shares, which is reflected in this Form 4.
- [F3]The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 31, 2010.
- [F4]The option is fully vested.
Documents
Issuer
SMART Modular Technologies (WWH), Inc.
CIK 0001326973
Entity typeother
Related Parties
1- filerCIK 0001344022
Filing Metadata
- Form type
- 4
- Filed
- Apr 6, 8:00 PM ET
- Accepted
- Apr 7, 9:44 PM ET
- Size
- 9.2 KB