Home/Filings/4/0001209191-11-022907
4//SEC Filing

Ballantyne Charles Evan 4

Accession 0001209191-11-022907

CIK 0000716646other

Filed

Apr 13, 8:00 PM ET

Accepted

Apr 14, 3:31 PM ET

Size

18.4 KB

Accession

0001209191-11-022907

Insider Transaction Report

Form 4
Period: 2011-04-12
Transactions
  • Disposition from Tender

    Common Stock

    2011-04-12$30.00/sh5,600$168,0000 total
  • Disposition to Issuer

    Stock Option (right to buy)

    2011-04-13$15.01/sh45,000$675,4500 total
    Exercise: $14.99Exp: 2017-06-14Common Stock (45,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2011-04-13$21.22/sh65,000$1,379,3000 total
    Exercise: $8.78Exp: 2018-12-22Common Stock (65,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2011-04-13$13.05/sh50,000$652,5000 total
    Exercise: $16.95Exp: 2018-04-17Common Stock (50,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2011-04-13$13.46/sh75,000$1,009,5000 total
    Exercise: $16.54Exp: 2020-12-22Common Stock (75,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2011-04-13$21.50/sh75,000$1,612,5000 total
    Exercise: $8.65Exp: 2016-08-07Common Stock (75,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2011-04-13$11.61/sh75,000$870,7500 total
    Exercise: $18.39Exp: 2019-12-21Common Stock (75,000 underlying)
Footnotes (1)
  • [F1]This option, whether fully vested or not, was terminated upon the completion of the merger of Magnolia Acquisition Corp. with and into Clinical Data, Inc. pursuant to the Agreement and Plan of Merger dated February 22, 2011, as amended on April 4, 2011. Pursuant to the Agreement and Plan of Merger, the option was converted into the right to receive $30.00 per share (minus the exercise price of the option) in cash plus contingent consideration of up to $6.00 per share that may be paid upon achievement of certain commercial milestones, subject to any applicable tax withholdings.

Issuer

CLINICAL DATA INC

CIK 0000716646

Entity typeother

Related Parties

1
  • filerCIK 0001371742

Filing Metadata

Form type
4
Filed
Apr 13, 8:00 PM ET
Accepted
Apr 14, 3:31 PM ET
Size
18.4 KB