Oenbring Patrick R 4
4 · HARVEST NATURAL RESOURCES, INC. · Filed Apr 18, 2011
Insider Transaction Report
Form 4
Oenbring Patrick R
Vice President
Transactions
- Tax Payment
Common Stock, $.01 par value per share
2011-04-14$14.42/sh−10,580$152,564→ 67,830 total
Holdings
- 182,800
Stock Options
→ Common Stock, $0.1 par value per share - 205,800
Stock Appreciation Right
Exercise: $4.59Exp: 2016-06-18→ Common Stock, $0.1 par value per share (23,000 underlying) - 220,800
Phantom Stock
→ Common Stock, $0.1 par value per share (15,000 underlying)
Footnotes (7)
- [F1]Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
- [F2]Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F3]The Stock Appreciation Rights granted vest at a rate of one third per year beginning the third year from the effective date of the grant and will be exercisable in full on June 18, 2014.
- [F4]Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F5]Each share of phantom stock is the economic equivalent of one share of HNR common stock.
- [F6]Phantom Stock granted vests at a rate of one third per year beginning the third year from the effective date of the grant and will be exercisable in full on June 18, 2014.
- [F7]Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock Unit Awards granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.