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JANNEY DANIEL 4

Accession 0001209191-11-023841

CIK 0001122388other
View on SEC.govCompany Profile

Filed

Apr 20, 8:00 PM ET

Accepted

Apr 21, 2:16 PM ET

Size

61.0 KB

Accession

0001209191-11-023841

Insider Transaction Report

Form 4
Period: 2011-04-20
ELLIE MAE INCELLI
JANNEY DANIEL
10% Owner
Transactions
  • Exercise of In-Money

    Common Stock

    2011-04-20$3.00/sh+82,293$246,879→ 1,850,842 total
  • Conversion

    Series E Convertible Preferred Stock

    2011-04-20−230,672→ 0 total
    → Common Stock (230,672 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2011-04-20−168,142→ 0 total
    → Common Stock (168,142 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2011-04-20−2,124→ 0 total(indirect: See Footnote)
    → Common Stock (2,124 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−221$663→ 0 total(indirect: See Footnote)
    Exercise: $3.00From: 2001-08-09→ Common Stock (221 underlying)
  • Conversion

    Common Stock

    2011-04-20+1,347,671→ 1,347,671 total
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−47,275$141,825→ 0 total
    Exercise: $3.00From: 2001-10-01→ Common Stock (47,275 underlying)
  • Conversion

    Common Stock

    2011-04-20+17,026→ 1,364,697 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2011-04-20+2,914→ 1,598,283 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2011-04-20+168,142→ 1,766,425 total
  • Conversion

    Common Stock

    2011-04-20+2,124→ 1,768,549 total(indirect: See Footnote)
  • Sale

    Common Stock

    2011-04-20$6.00/sh−41,147$246,882→ 1,809,695 total
  • Sale

    Common Stock

    2011-04-20$6.00/sh−520$3,120→ 1,804,009 total(indirect: See Footnote)
  • Sale

    Common Stock

    2011-04-20$6.00/sh−281,851$1,691,106→ 1,528,363 total
  • Conversion

    Series D Convertible Preferred Stock

    2011-04-20−1,347,671→ 0 total
    → Common Stock (1,347,671 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−17,509$52,527→ 0 total
    Exercise: $3.00From: 2001-07-09→ Common Stock (17,509 underlying)
  • Conversion

    Common Stock

    2011-04-20+230,672→ 1,595,369 total
  • Exercise of In-Money

    Common Stock

    2011-04-20$3.00/sh+1,039$3,117→ 1,810,734 total(indirect: See Footnote)
  • Conversion

    Series E Convertible Preferred Stock

    2011-04-20−2,914→ 0 total(indirect: See Footnote)
    → Common Stock (2,914 underlying)
  • Sale

    Common Stock

    2011-04-20$6.00/sh−3,559$21,354→ 1,524,804 total(indirect: See Footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2011-04-20−17,026→ 0 total(indirect: See Footnote)
    → Common Stock (17,026 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−221$663→ 0 total(indirect: See Footnote)
    Exercise: $3.00From: 2001-07-09→ Common Stock (221 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−17,509$52,527→ 0 total
    Exercise: $3.00From: 2001-08-09→ Common Stock (17,509 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−597$1,791→ 0 total(indirect: See Footnotes)
    Exercise: $3.00From: 2001-10-01→ Common Stock (597 underlying)
NOHRA GUY P
10% Owner
Transactions
  • Conversion

    Common Stock

    2011-04-20+17,026→ 1,364,697 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2011-04-20+230,672→ 1,595,369 total
  • Sale

    Common Stock

    2011-04-20$6.00/sh−41,147$246,882→ 1,809,695 total
  • Conversion

    Common Stock

    2011-04-20+2,914→ 1,598,283 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2011-04-20+2,124→ 1,768,549 total(indirect: See Footnote)
  • Exercise of In-Money

    Common Stock

    2011-04-20$3.00/sh+82,293$246,879→ 1,850,842 total
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−221$663→ 0 total(indirect: See Footnote)
    Exercise: $3.00From: 2001-08-09→ Common Stock (221 underlying)
  • Sale

    Common Stock

    2011-04-20$6.00/sh−281,851$1,691,106→ 1,528,363 total
  • Sale

    Common Stock

    2011-04-20$6.00/sh−520$3,120→ 1,804,009 total(indirect: See Footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2011-04-20−17,026→ 0 total(indirect: See Footnote)
    → Common Stock (17,026 underlying)
  • Conversion

    Common Stock

    2011-04-20+1,347,671→ 1,347,671 total
  • Conversion

    Series F Convertible Preferred Stock

    2011-04-20−168,142→ 0 total
    → Common Stock (168,142 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2011-04-20−2,124→ 0 total(indirect: See Footnote)
    → Common Stock (2,124 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−17,509$52,527→ 0 total
    Exercise: $3.00From: 2001-07-09→ Common Stock (17,509 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−221$663→ 0 total(indirect: See Footnote)
    Exercise: $3.00From: 2001-07-09→ Common Stock (221 underlying)
  • Conversion

    Common Stock

    2011-04-20+168,142→ 1,766,425 total
  • Exercise of In-Money

    Common Stock

    2011-04-20$3.00/sh+1,039$3,117→ 1,810,734 total(indirect: See Footnote)
  • Sale

    Common Stock

    2011-04-20$6.00/sh−3,559$21,354→ 1,524,804 total(indirect: See Footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2011-04-20−1,347,671→ 0 total
    → Common Stock (1,347,671 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2011-04-20−230,672→ 0 total
    → Common Stock (230,672 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2011-04-20−2,914→ 0 total(indirect: See Footnote)
    → Common Stock (2,914 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−17,509$52,527→ 0 total
    Exercise: $3.00From: 2001-08-09→ Common Stock (17,509 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−47,275$141,825→ 0 total
    Exercise: $3.00From: 2001-10-01→ Common Stock (47,275 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−597$1,791→ 0 total(indirect: See Footnotes)
    Exercise: $3.00From: 2001-10-01→ Common Stock (597 underlying)
ALTA CALIFORNIA PARTNERS II LP
10% Owner
Transactions
  • Exercise of In-Money

    Common Stock

    2011-04-20$3.00/sh+1,039$3,117→ 1,810,734 total(indirect: See Footnote)
  • Sale

    Common Stock

    2011-04-20$6.00/sh−281,851$1,691,106→ 1,528,363 total
  • Conversion

    Series D Convertible Preferred Stock

    2011-04-20−1,347,671→ 0 total
    → Common Stock (1,347,671 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−17,509$52,527→ 0 total
    Exercise: $3.00From: 2001-07-09→ Common Stock (17,509 underlying)
  • Sale

    Common Stock

    2011-04-20$6.00/sh−520$3,120→ 1,804,009 total(indirect: See Footnote)
  • Conversion

    Series E Convertible Preferred Stock

    2011-04-20−2,914→ 0 total(indirect: See Footnote)
    → Common Stock (2,914 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2011-04-20−168,142→ 0 total
    → Common Stock (168,142 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−221$663→ 0 total(indirect: See Footnote)
    Exercise: $3.00From: 2001-07-09→ Common Stock (221 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−221$663→ 0 total(indirect: See Footnote)
    Exercise: $3.00From: 2001-08-09→ Common Stock (221 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−47,275$141,825→ 0 total
    Exercise: $3.00From: 2001-10-01→ Common Stock (47,275 underlying)
  • Conversion

    Common Stock

    2011-04-20+1,347,671→ 1,347,671 total
  • Conversion

    Common Stock

    2011-04-20+2,914→ 1,598,283 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2011-04-20+2,124→ 1,768,549 total(indirect: See Footnote)
  • Exercise of In-Money

    Common Stock

    2011-04-20$3.00/sh+82,293$246,879→ 1,850,842 total
  • Conversion

    Common Stock

    2011-04-20+230,672→ 1,595,369 total
  • Conversion

    Common Stock

    2011-04-20+168,142→ 1,766,425 total
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−597$1,791→ 0 total(indirect: See Footnotes)
    Exercise: $3.00From: 2001-10-01→ Common Stock (597 underlying)
  • Conversion

    Common Stock

    2011-04-20+17,026→ 1,364,697 total(indirect: See Footnote)
  • Sale

    Common Stock

    2011-04-20$6.00/sh−41,147$246,882→ 1,809,695 total
  • Sale

    Common Stock

    2011-04-20$6.00/sh−3,559$21,354→ 1,524,804 total(indirect: See Footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2011-04-20−17,026→ 0 total(indirect: See Footnote)
    → Common Stock (17,026 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2011-04-20−230,672→ 0 total
    → Common Stock (230,672 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2011-04-20−2,124→ 0 total(indirect: See Footnote)
    → Common Stock (2,124 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−17,509$52,527→ 0 total
    Exercise: $3.00From: 2001-08-09→ Common Stock (17,509 underlying)
ALTA CALIFORNIA MANAGEMENT PARTNERS II LLC
10% Owner
Transactions
  • Conversion

    Common Stock

    2011-04-20+1,347,671→ 1,347,671 total
  • Conversion

    Series D Convertible Preferred Stock

    2011-04-20−17,026→ 0 total(indirect: See Footnote)
    → Common Stock (17,026 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−221$663→ 0 total(indirect: See Footnote)
    Exercise: $3.00From: 2001-07-09→ Common Stock (221 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−47,275$141,825→ 0 total
    Exercise: $3.00From: 2001-10-01→ Common Stock (47,275 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−597$1,791→ 0 total(indirect: See Footnotes)
    Exercise: $3.00From: 2001-10-01→ Common Stock (597 underlying)
  • Conversion

    Common Stock

    2011-04-20+17,026→ 1,364,697 total(indirect: See Footnote)
  • Sale

    Common Stock

    2011-04-20$6.00/sh−3,559$21,354→ 1,524,804 total(indirect: See Footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2011-04-20−1,347,671→ 0 total
    → Common Stock (1,347,671 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2011-04-20−2,914→ 0 total(indirect: See Footnote)
    → Common Stock (2,914 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2011-04-20−168,142→ 0 total
    → Common Stock (168,142 underlying)
  • Conversion

    Common Stock

    2011-04-20+168,142→ 1,766,425 total
  • Exercise of In-Money

    Common Stock

    2011-04-20$3.00/sh+1,039$3,117→ 1,810,734 total(indirect: See Footnote)
  • Sale

    Common Stock

    2011-04-20$6.00/sh−281,851$1,691,106→ 1,528,363 total
  • Conversion

    Series E Convertible Preferred Stock

    2011-04-20−230,672→ 0 total
    → Common Stock (230,672 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−17,509$52,527→ 0 total
    Exercise: $3.00From: 2001-07-09→ Common Stock (17,509 underlying)
  • Conversion

    Common Stock

    2011-04-20+2,914→ 1,598,283 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2011-04-20+2,124→ 1,768,549 total(indirect: See Footnote)
  • Exercise of In-Money

    Common Stock

    2011-04-20$3.00/sh+82,293$246,879→ 1,850,842 total
  • Sale

    Common Stock

    2011-04-20$6.00/sh−41,147$246,882→ 1,809,695 total
  • Conversion

    Common Stock

    2011-04-20+230,672→ 1,595,369 total
  • Sale

    Common Stock

    2011-04-20$6.00/sh−520$3,120→ 1,804,009 total(indirect: See Footnote)
  • Conversion

    Series F Convertible Preferred Stock

    2011-04-20−2,124→ 0 total(indirect: See Footnote)
    → Common Stock (2,124 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−17,509$52,527→ 0 total
    Exercise: $3.00From: 2001-08-09→ Common Stock (17,509 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−221$663→ 0 total(indirect: See Footnote)
    Exercise: $3.00From: 2001-08-09→ Common Stock (221 underlying)
ALTA EMBARCADERO PARTNERS II LLC
10% Owner
Transactions
  • Conversion

    Common Stock

    2011-04-20+1,347,671→ 1,347,671 total
  • Conversion

    Common Stock

    2011-04-20+230,672→ 1,595,369 total
  • Sale

    Common Stock

    2011-04-20$6.00/sh−41,147$246,882→ 1,809,695 total
  • Conversion

    Series D Convertible Preferred Stock

    2011-04-20−1,347,671→ 0 total
    → Common Stock (1,347,671 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2011-04-20−2,914→ 0 total(indirect: See Footnote)
    → Common Stock (2,914 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2011-04-20−168,142→ 0 total
    → Common Stock (168,142 underlying)
  • Conversion

    Common Stock

    2011-04-20+168,142→ 1,766,425 total
  • Conversion

    Series F Convertible Preferred Stock

    2011-04-20−2,124→ 0 total(indirect: See Footnote)
    → Common Stock (2,124 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−221$663→ 0 total(indirect: See Footnote)
    Exercise: $3.00From: 2001-07-09→ Common Stock (221 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−597$1,791→ 0 total(indirect: See Footnotes)
    Exercise: $3.00From: 2001-10-01→ Common Stock (597 underlying)
  • Conversion

    Common Stock

    2011-04-20+2,914→ 1,598,283 total(indirect: See Footnote)
  • Exercise of In-Money

    Common Stock

    2011-04-20$3.00/sh+82,293$246,879→ 1,850,842 total
  • Sale

    Common Stock

    2011-04-20$6.00/sh−3,559$21,354→ 1,524,804 total(indirect: See Footnote)
  • Conversion

    Series E Convertible Preferred Stock

    2011-04-20−230,672→ 0 total
    → Common Stock (230,672 underlying)
  • Exercise of In-Money

    Common Stock

    2011-04-20$3.00/sh+1,039$3,117→ 1,810,734 total(indirect: See Footnote)
  • Sale

    Common Stock

    2011-04-20$6.00/sh−281,851$1,691,106→ 1,528,363 total
  • Conversion

    Series D Convertible Preferred Stock

    2011-04-20−17,026→ 0 total(indirect: See Footnote)
    → Common Stock (17,026 underlying)
  • Conversion

    Common Stock

    2011-04-20+17,026→ 1,364,697 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2011-04-20+2,124→ 1,768,549 total(indirect: See Footnote)
  • Sale

    Common Stock

    2011-04-20$6.00/sh−520$3,120→ 1,804,009 total(indirect: See Footnote)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−17,509$52,527→ 0 total
    Exercise: $3.00From: 2001-07-09→ Common Stock (17,509 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−17,509$52,527→ 0 total
    Exercise: $3.00From: 2001-08-09→ Common Stock (17,509 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−47,275$141,825→ 0 total
    Exercise: $3.00From: 2001-10-01→ Common Stock (47,275 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−221$663→ 0 total(indirect: See Footnote)
    Exercise: $3.00From: 2001-08-09→ Common Stock (221 underlying)
GRUENER GARRETT
10% Owner
Transactions
  • Conversion

    Common Stock

    2011-04-20+1,347,671→ 1,347,671 total
  • Exercise of In-Money

    Common Stock

    2011-04-20$3.00/sh+82,293$246,879→ 1,850,842 total
  • Sale

    Common Stock

    2011-04-20$6.00/sh−520$3,120→ 1,804,009 total(indirect: See Footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2011-04-20−1,347,671→ 0 total
    → Common Stock (1,347,671 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−17,509$52,527→ 0 total
    Exercise: $3.00From: 2001-07-09→ Common Stock (17,509 underlying)
  • Conversion

    Common Stock

    2011-04-20+2,914→ 1,598,283 total(indirect: See Footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2011-04-20−17,026→ 0 total(indirect: See Footnote)
    → Common Stock (17,026 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−17,509$52,527→ 0 total
    Exercise: $3.00From: 2001-08-09→ Common Stock (17,509 underlying)
  • Sale

    Common Stock

    2011-04-20$6.00/sh−3,559$21,354→ 1,524,804 total(indirect: See Footnote)
  • Conversion

    Series E Convertible Preferred Stock

    2011-04-20−230,672→ 0 total
    → Common Stock (230,672 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2011-04-20−168,142→ 0 total
    → Common Stock (168,142 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−47,275$141,825→ 0 total
    Exercise: $3.00From: 2001-10-01→ Common Stock (47,275 underlying)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−597$1,791→ 0 total(indirect: See Footnotes)
    Exercise: $3.00From: 2001-10-01→ Common Stock (597 underlying)
  • Conversion

    Common Stock

    2011-04-20+230,672→ 1,595,369 total
  • Conversion

    Common Stock

    2011-04-20+168,142→ 1,766,425 total
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−221$663→ 0 total(indirect: See Footnote)
    Exercise: $3.00From: 2001-08-09→ Common Stock (221 underlying)
  • Conversion

    Common Stock

    2011-04-20+2,124→ 1,768,549 total(indirect: See Footnote)
  • Exercise of In-Money

    Common Stock

    2011-04-20$3.00/sh+1,039$3,117→ 1,810,734 total(indirect: See Footnote)
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2011-04-20$3.00/sh−221$663→ 0 total(indirect: See Footnote)
    Exercise: $3.00From: 2001-07-09→ Common Stock (221 underlying)
  • Conversion

    Common Stock

    2011-04-20+17,026→ 1,364,697 total(indirect: See Footnote)
  • Sale

    Common Stock

    2011-04-20$6.00/sh−41,147$246,882→ 1,809,695 total
  • Sale

    Common Stock

    2011-04-20$6.00/sh−281,851$1,691,106→ 1,528,363 total
  • Conversion

    Series E Convertible Preferred Stock

    2011-04-20−2,914→ 0 total(indirect: See Footnote)
    → Common Stock (2,914 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2011-04-20−2,124→ 0 total(indirect: See Footnote)
    → Common Stock (2,124 underlying)
Footnotes (8)
  • [F1]Upon the closing of the Issuer's initial public offering on April 20, 2011, each share of Series D Convertible Preferred Stock (the "Series D Shares"), each share of Series E Convertible Preferred Stock (the "Series E Shares"), and each share of the Series F Convertible Preferred Stock (the "Series F Shares") converted automatically into shares of the Issuer's Common Stock. The Series D Shares, the Series E Shares, and the Series F shares converted on a one-to-one basis into Common Stock, without payment of additional consideration. The Series D Shares, the Series E shares, and the Series F shares were convertible at any time, at the holder's election, and automatically upon consummation of the Issuer's intial public offering and had no expiration date.
  • [F2]Alta California Management Partners II, LLC (ACMPII") is the general Partner of Alta California Partners II, L.P. ("ACPII"). Garrett Gruener, Guy Nohra, and Dan Janney are members of ACMPII and Mr. Gruener and Mr. Nohra are also members of Alta Embarcadero Partners II, LLC ("AEPII"), along with ACPII shall be known as "the Funds," exercise shared voting and investment power with respect to the securities held by the Funds. Each of the reporting persons disclaim beneficial ownership of such securities, except to the extent of his proportionate pucuniary interest therein.
  • [F3]These securities are beneficially owned by ACPII.
  • [F4]These securities are beneficially owned by AEPII.
  • [F5]These shares reflect the combined net exercise of the ACPII warrants for Common Stock pursuant to the terms of the warrant into 41,146 shares of the Issuer's Common Stock.
  • [F6]These shares reflect the combined net exercise of the AEPII warrants for Common Stock pursuant to the terms of the warrant into 519 shares of the Issuer's Common Stock.
  • [F7]Shares sold as part of the offering per the S-1 including shares sold as part of the partial exercise of the overallotment.
  • [F8]Pursuant to its terms, warrant would terminate at the closing of the Issuer's initial public offering. Holder elected to net exercise the warrants contingent upon and effective immediately prior to the closing of the Issuer's initial public offering of Common Stock.

Documents

1 file

Issuer

ELLIE MAE INC

CIK 0001122388

→
Entity typeother

Related Parties

1
  • filerCIK 0001198325

Filing Metadata

Form type
4
Filed
Apr 20, 8:00 PM ET
Accepted
Apr 21, 2:16 PM ET
Size
61.0 KB
View on SEC.gov