4//SEC Filing
Wareing Peter S 4
Accession 0001209191-11-024363
CIK 0001130310other
Filed
Apr 24, 8:00 PM ET
Accepted
Apr 25, 7:17 PM ET
Size
10.2 KB
Accession
0001209191-11-024363
Insider Transaction Report
Form 4
Wareing Peter S
Director
Transactions
- Award
Common Stock
2011-04-21+4,000→ 36,000 total
Holdings
- 60,000(indirect: By Trust)
Common Stock
- 10,000(indirect: Wareing & Company Ltd.)
Common Stock
Footnotes (5)
- [F1]Time-based restricted stock awarded under the Stock Plan for Outside Directors, as amended, to outside directors then in office as of May 2, 2011. Shares will vest on the first anniversary of the grant date if the reporting person is a director of the Company through such date; provided however, the shares become fully vested in the event of a change of control of issuer.
- [F2]Price is not applicable.
- [F3]Includes 1,333 shares of time-based restricted stock awarded in 2008 that will vest on May 1, 2011; 2,666 shares of time-based restricted stock awarded in 2009 that will vest in 1,333 increments on May 1, 2011 and May 1, 2012; and 4,000 shares of time-based restricted stock awarded in 2010 that will vest on May 3, 2011 if the reporting person is a director of Issuer through such dates; provided however, the shares become fully vested in the event of a change of control of issuer.
- [F4]Shares of CNP common stock held in trust, of which reporting person's spouse is a trustee and the beneficiary. The filing of this Form 4 shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of such equity securities.
- [F5]The reporting person is a general partner of the partnership that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Issuer
CENTERPOINT ENERGY INC
CIK 0001130310
Entity typeother
Related Parties
1- filerCIK 0001328399
Filing Metadata
- Form type
- 4
- Filed
- Apr 24, 8:00 PM ET
- Accepted
- Apr 25, 7:17 PM ET
- Size
- 10.2 KB