4//SEC Filing
PENSON WORLDWIDE INC 4
Accession 0001209191-11-025048
CIK 0001123541operating
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 4:12 PM ET
Size
5.8 KB
Accession
0001209191-11-025048
Insider Transaction Report
Form 4
JOHNSON THOMAS RICHARD
Director
Transactions
- Award
Common Stock
2011-04-28+11,291→ 44,132 total
Holdings
- 500,922(indirect: By Call Now, Inc.)
Common Stock
Footnotes (3)
- [F1]Includes 5,095 Restricted Stock Units that vest evenly over 4 quarters from June 30, 2011.
- [F2]Includes 11,291 Restricted Stock Units that vest evenly over 8 quarters from June 30, 2011.
- [F3]Mr. Johnson disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Johnson is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
PENSON WORLDWIDE INC
CIK 0001123541
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001123541
Filing Metadata
- Form type
- 4
- Filed
- Apr 28, 8:00 PM ET
- Accepted
- Apr 29, 4:12 PM ET
- Size
- 5.8 KB