4//SEC Filing
Moyer John H 4
Accession 0001209191-11-025447
CIK 0001326973other
Filed
May 1, 8:00 PM ET
Accepted
May 2, 6:46 PM ET
Size
24.2 KB
Accession
0001209191-11-025447
Insider Transaction Report
Form 4
Moyer John H
VP - Human Resources
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2011-04-29−15,833→ 24,167 totalExercise: $5.20Exp: 2019-09-28→ Common Stock (15,833 underlying) - Sale
Common Stock
2011-04-28$9.20/sh−32,000$294,400→ 45,000 total - Exercise/Conversion
Common Stock
2011-04-29$2.84/sh+19,666$55,851→ 54,666 total - Sale
Common Stock
2011-04-28$9.20/sh−10,000$92,002→ 35,000 total - Sale
Common Stock
2011-04-29$9.15/sh−40,311$368,813→ 35,000 total - Exercise/Conversion
Stock Option (right to buy)
2011-04-28−32,000→ 48,000 totalExercise: $2.84Exp: 2018-09-22→ Common Stock (32,000 underlying) - Exercise/Conversion
Common Stock
2011-04-29$5.20/sh+15,833$82,332→ 70,499 total - Exercise/Conversion
Stock Option (right to buy)
2011-04-29−19,666→ 28,334 totalExercise: $2.84Exp: 2018-09-22→ Common Stock (19,666 underlying) - Exercise/Conversion
Common Stock
2011-04-29$6.26/sh+4,812$30,123→ 75,311 total - Exercise/Conversion
Stock Option (right to buy)
2011-04-29−4,812→ 28,188 totalExercise: $6.26Exp: 2020-09-27→ Common Stock (4,812 underlying) - Exercise/Conversion
Common Stock
2011-04-28$2.84/sh+32,000$90,880→ 77,000 total
Footnotes (6)
- [F1]Also referred to as ordinary shares
- [F2]A grant of a performance unit in September 2008 was previously voluntarily reported in Table I. These units were forfeited for no value because performance conditions were not met. Therefore, the total number of securities reported as beneficially owned has been decreased by 40,000 shares, which is reflected on this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.1400 to $9.1501, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the specified range
- [F4]The option becomes exercisable in 48 equal monthly installments beginning October 23, 2008
- [F5]The option becomes exercisable in 48 equal monthly installments beginning October 29, 2009
- [F6]The option becomes exercisable in 48 equal monthly installments beginning October 28, 2010
Documents
Issuer
SMART Modular Technologies (WWH), Inc.
CIK 0001326973
Entity typeother
Related Parties
1- filerCIK 0001356446
Filing Metadata
- Form type
- 4
- Filed
- May 1, 8:00 PM ET
- Accepted
- May 2, 6:46 PM ET
- Size
- 24.2 KB