Home/Filings/4/0001209191-11-026044
4//SEC Filing

Baldwin Nancy 4

Accession 0001209191-11-026044

CIK 0000883107other

Filed

May 3, 8:00 PM ET

Accepted

May 4, 4:27 PM ET

Size

14.7 KB

Accession

0001209191-11-026044

Insider Transaction Report

Form 4
Period: 2011-05-02
Baldwin Nancy
VP Human Resources & IT
Transactions
  • Award

    Common Stock (right to buy)

    2011-05-02$1.26/sh+31,000$39,06031,000 total
    Exercise: $1.26From: 2012-05-02Exp: 2021-05-02Common Stock (31,000 underlying)
Holdings
  • Common Stock

    494
  • Common Stock (right to buy)

    Exercise: $1.02From: 2010-05-04Exp: 2019-05-04Common Stock (30,000 underlying)
    30,000
  • Common Stock (right to buy)

    Exercise: $6.65From: 2003-01-03Exp: 2012-01-03Common Stock (6,000 underlying)
    6,000
  • Common Stock (right to buy)

    Exercise: $6.01From: 2007-09-27Exp: 2016-09-27Common Stock (7,500 underlying)
    7,500
  • Common Stock (right to buy)

    Exercise: $3.14From: 2009-05-12Exp: 2018-05-12Common Stock (15,000 underlying)
    15,000
  • Common Stock (right to buy)

    Exercise: $5.55From: 2005-10-11Exp: 2014-10-11Common Stock (3,000 underlying)
    3,000
  • Common Stock (right to buy)

    Exercise: $4.48From: 2008-11-06Exp: 2017-11-06Common Stock (9,000 underlying)
    9,000
  • Common Stock (right to buy)

    Exercise: $1.70From: 2011-05-03Exp: 2020-05-03Common Stock (27,000 underlying)
    27,000
Footnotes (1)
  • [F1]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.

Issuer

NANOPHASE TECHNOLOGIES CORPORATION

CIK 0000883107

Entity typeother

Related Parties

1
  • filerCIK 0001446736

Filing Metadata

Form type
4
Filed
May 3, 8:00 PM ET
Accepted
May 4, 4:27 PM ET
Size
14.7 KB