Home/Filings/4/0001209191-11-026050
4//SEC Filing

Nelson David W 4

Accession 0001209191-11-026050

CIK 0000883107other

Filed

May 3, 8:00 PM ET

Accepted

May 4, 4:27 PM ET

Size

12.4 KB

Accession

0001209191-11-026050

Insider Transaction Report

Form 4
Period: 2011-05-02
Nelson David W
VP Sales & Marketing
Transactions
  • Award

    Common Stock (right to buy)

    2011-05-02$1.26/sh+48,000$60,48048,000 total
    Exercise: $1.26From: 2012-05-02Exp: 2021-05-02Common Stock (48,000 underlying)
Holdings
  • Common Stock (right to buy)

    Exercise: $4.48From: 2008-11-06Exp: 2017-11-06Common Stock (15,000 underlying)
    15,000
  • Common Stock (right to buy)

    Exercise: $1.70From: 2011-05-03Exp: 2020-05-03Common Stock (27,000 underlying)
    27,000
  • Common Stock (right to buy)

    Exercise: $1.02From: 2010-05-04Exp: 2019-05-04Common Stock (30,000 underlying)
    30,000
  • Common Stock (right to buy)

    Exercise: $3.14From: 2009-05-12Exp: 2018-05-12Common Stock (20,000 underlying)
    2,000
  • Common Stock

    2,000
  • Common Stock (right to buy)

    Exercise: $6.13From: 2008-04-09Exp: 2017-04-09Common Stock (35,000 underlying)
    35,000
Footnotes (2)
  • [F1]Subject to certain restrictions, beginning on this date, options vest in five equal anual installments.
  • [F2]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.

Issuer

NANOPHASE TECHNOLOGIES CORPORATION

CIK 0000883107

Entity typeother

Related Parties

1
  • filerCIK 0001446734

Filing Metadata

Form type
4
Filed
May 3, 8:00 PM ET
Accepted
May 4, 4:27 PM ET
Size
12.4 KB