Lullman Alan C 4

4 · American Railcar Industries, Inc. · Filed May 4, 2011

Form 4

Period: 2011-05-02

S VP Sales Marketing Services

Transactions

Other
Stock Appreciation Rights
2011-05-02−1,875→ 1,875 total
Exercise: $20.88→ Common Stock (1,875 underlying)
Exercise/Conversion
Stock Appreciation Rights
2011-05-02−1,650→ 3,300 total
Exercise: $12.16Exp: 2017-03-31→ Common Stock (1,650 underlying)
Exercise/Conversion
Stock Appreciation Rights
2011-05-02−1,875→ 3,750 total
Exercise: $6.71Exp: 2016-03-03→ Common Stock (1,875 underlying)
Exercise/Conversion
Stock Appreciation Rights
2011-05-02−1,875→ 3,750 total
Exercise: $6.71Exp: 2016-03-03→ Common Stock (1,875 underlying)

Footnotes (4)

[F1]25% of the performance based SARS granted on April 28, 2008 were canceled due to the Company's common stock not meeting the specified price target.
[F2]The SARs vest in four equal increments on March 3, 2010, March 3, 2011, March 3, 2012 and March 3, 2013.
[F3]The SARs vest in four equal increments on March 3, 2010, March 3, 2011, March 3, 2012 and March 3, 2013, but only if the closing price of the Company's common stock achieves a specified price target for twenty trading days during any sixty day trading day period during the twelve month period preceding the applicable anniversary date.
[F4]The SARs vest in three equal increments on March 31, 2011, March 31, 2012 and March 31, 2013.

Documents

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