Home/Filings/4/0001209191-11-026156
4//SEC Filing

Lullman Alan C 4

Accession 0001209191-11-026156

CIK 0001344596other

Filed

May 3, 8:00 PM ET

Accepted

May 4, 5:25 PM ET

Size

16.0 KB

Accession

0001209191-11-026156

Insider Transaction Report

Form 4
Period: 2011-05-02
Lullman Alan C
S VP Sales Marketing Services
Transactions
  • Other

    Stock Appreciation Rights

    2011-05-021,8751,875 total
    Exercise: $20.88Common Stock (1,875 underlying)
  • Exercise/Conversion

    Stock Appreciation Rights

    2011-05-021,6503,300 total
    Exercise: $12.16Exp: 2017-03-31Common Stock (1,650 underlying)
  • Exercise/Conversion

    Stock Appreciation Rights

    2011-05-021,8753,750 total
    Exercise: $6.71Exp: 2016-03-03Common Stock (1,875 underlying)
  • Exercise/Conversion

    Stock Appreciation Rights

    2011-05-021,8753,750 total
    Exercise: $6.71Exp: 2016-03-03Common Stock (1,875 underlying)
Footnotes (4)
  • [F1]25% of the performance based SARS granted on April 28, 2008 were canceled due to the Company's common stock not meeting the specified price target.
  • [F2]The SARs vest in four equal increments on March 3, 2010, March 3, 2011, March 3, 2012 and March 3, 2013.
  • [F3]The SARs vest in four equal increments on March 3, 2010, March 3, 2011, March 3, 2012 and March 3, 2013, but only if the closing price of the Company's common stock achieves a specified price target for twenty trading days during any sixty day trading day period during the twelve month period preceding the applicable anniversary date.
  • [F4]The SARs vest in three equal increments on March 31, 2011, March 31, 2012 and March 31, 2013.

Issuer

American Railcar Industries, Inc.

CIK 0001344596

Entity typeother

Related Parties

1
  • filerCIK 0001349776

Filing Metadata

Form type
4
Filed
May 3, 8:00 PM ET
Accepted
May 4, 5:25 PM ET
Size
16.0 KB