MIELKE WILLIAM J 4
4 · BANK MUTUAL CORP · Filed May 6, 2011
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
MIELKE WILLIAM J
Director
Transactions
- Exercise/Conversion
Common Stock
2011-05-06$3.21/sh+23,372$74,921→ 80,198 total - Sale
Common Stock
2011-05-06$3.76/sh−23,372$87,792→ 56,826 total - Exercise/Conversion
Option to buy
2011-05-06$3.21/sh−23,372$74,921→ 0 totalExercise: $3.21Exp: 2011-05-08→ Common Stock (0 underlying)
Holdings
- 216,803(indirect: By Trust)
Common Stock
- 80,000(indirect: By Trust)
Option to buy
Exercise: $10.67Exp: 2014-05-03→ Common Stock (80,000 underlying) - 15,000
Option to buy
Exercise: $5.05Exp: 2021-01-18→ Common Stock (15,000 underlying)
Footnotes (3)
- [F1]The weighted average of the trades that occured on May 6, 2011 was $3.7563. Prices ranged from a high of $3.78 to a low of $3.75 per share. The filer undertakes to provide, upon request by the SEC staff, to Bank Mutual Corporation or any security holder thereof, the full information regarding the number of shares sold at each separate price.
- [F2]Directors Stock Option. The option is fully vested.
- [F3]Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.