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4//SEC Filing

ANDEREGG P TERRY 4

Accession 0001209191-11-026593

CIK 0001123270other
View on SEC.govCompany Profile

Filed

May 5, 8:00 PM ET

Accepted

May 6, 3:13 PM ET

Size

19.7 KB

Accession

0001209191-11-026593

Insider Transaction Report

Form 4
Period: 2011-05-04
BANK MUTUAL CORPBKMU
ANDEREGG P TERRY
Senior Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2011-05-04$3.21/sh+39,314$126,025→ 72,005 total
  • Tax Payment

    Common Stock

    2011-05-04$3.85/sh−32,691$126,024→ 39,314 total
  • Exercise/Conversion

    Option to buy

    2011-05-04$3.21/sh−39,314$126,025→ 125,772 total
    Exercise: $3.21Exp: 2011-05-08→ Common Stock (125,772 underlying)
  • Exercise/Conversion

    Common Stock

    2011-05-06$3.21/sh+125,772$403,175→ 165,086 total
  • Sale

    Common Stock

    2011-05-06$3.75/sh−125,772$471,658→ 39,314 total
  • Exercise/Conversion

    Option to buy

    2011-05-06$3.21/sh−125,772$403,175→ 0 total
    Exercise: $3.21Exp: 2011-05-08→ Common Stock (0 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    3,297

  • Option to buy

    Exercise: $5.05Exp: 2021-01-18→ Common Stock (15,000 underlying)
    15,000

  • Common Stock

    (indirect: By IRA)
    23,343

  • Common Stock

    (indirect: By 401(k))
    34,975

  • Option to buy

    Exercise: $10.67Exp: 2014-05-03→ Common Stock (100,000 underlying)
    100,000

  • Common Stock

    (indirect: Held in ESOP)
    34,449
Footnotes (5)
  • [F1]Held in the Bank Mutual Corpration ESOP Plan. The information presented is based on the Plan statement dated 12-31-2009.
  • [F2]Held in the Bank Mutual Corporation 401(k) Plan. The information presented is based on a Plan statement dated 12-31-2010.
  • [F3]Held in Benefit Restoration Plan, a non-qualified plan, which operates as an "excess benefits" plan relating to two company qualified benefit plans. The information presented is based on a Plan statement dated 12-31-2009.
  • [F4]Employee Stock Option. The option is fully vested.
  • [F5]Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.

Documents

1 file

Issuer

BANK MUTUAL CORP

CIK 0001123270

→
Entity typeother

Related Parties

1
  • filerCIK 0001230049

Filing Metadata

Form type
4
Filed
May 5, 8:00 PM ET
Accepted
May 6, 3:13 PM ET
Size
19.7 KB
View on SEC.gov