SANTAMARIA ANGELO R 4
4 · AMERICAN SUPERCONDUCTOR CORP /DE/ · Filed May 17, 2011
Insider Transaction Report
Form 4
SANTAMARIA ANGELO R
SVP Global Manufacturing Oper.
Transactions
- Sale
Common Stock
2011-05-17$11.15/sh−10,000$111,500→ 39,500 total - Sale
Common Stock
2011-05-16$11.30/sh−2,000$22,600→ 49,500 total
Holdings
- 2,113(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan. The primary purpose of these sales was to pay personal income taxes that were due upon the vesting of restricted stock on May 12, 2011.
- [F2]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan. The primary purpose of such sales was to pay personal income taxes that were due upon the vesting of restricted stock on May 15, 2011.
- [F3]The disposition transaction was executed in muliple trades at prices ranging from $11.05-$11.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- [F4]Following all the transactions reported on this Form 4, the reporting person holds 39,500 shares directly.
- [F5]Following all the transactions reported on this Form 4, the reporting person holds 2,113 shares indirectly through the company's 401(k) plan as of April 30, 2011.