TSUKAMOTO ANN 4
4 · STEMCELLS INC · Filed May 17, 2011
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
TSUKAMOTO ANN
EVP, Research and Development
Transactions
- Tax Payment
Common Stock
2011-03-11$0.77/sh−10,891$8,386→ 843,700 total
Holdings
- 54,223(indirect: By 401(k))
Common Stock
- 22,834(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Includes (1) 700,000 restricted stock units, with 233,333 vesting on each of June 1, 2011, June 1, 2012 and June 1, 2013 and (2) 46,666 restricted stock units, with 23,333 vesting on each of May 15, 2012 and May 15, 2013.
- [F2]22,834 shares held in trust as to which Dr. Tsukamoto disclaims beneficial ownership.
- [F3]Shares held in 401(k) account in accordance with issuer's employer-match policies.