Home/Filings/4/0001209191-11-029883
4//SEC Filing

FEINBERG STEPHEN L 4

Accession 0001209191-11-029883

CIK 0000899881other

Filed

May 18, 8:00 PM ET

Accepted

May 19, 9:11 PM ET

Size

14.6 KB

Accession

0001209191-11-029883

Insider Transaction Report

Form 4
Period: 2011-05-17
Transactions
  • Award

    Deferred Share Units

    2011-05-18+6,34133,382 total
    Exercise: $0.00Common Shares of Beneficial Interest (6,341 underlying)
  • Disposition to Issuer

    Options dividend equivalent units

    2011-05-172,9150 total
    Exercise: $0.00Common Shares of Beneficial Interest (2,915 underlying)
  • Exercise/Conversion

    Common Shares of Beneficial Interest, par value $.01

    2011-05-17+2,91584,621 total
Holdings
  • Common Shares of Beneficial Interest, par value $.01

    (indirect: See Footnote)
    40,000
  • Phantom Shares

    Exercise: $0.00Common Shares of Beneficial Interest (65,045 underlying)
    65,045
  • Common Shares of Beneficial Interest, par value $.01

    (indirect: By Trust)
    12,000
  • Common Shares of Beneficial Interest, par value $.01

    (indirect: See Footnote)
    50,000
Footnotes (6)
  • [F1]Reporting conversion into ProLogis common shares of dividend equivalent units (DEUs) earned on options that expired May 17, 2011.
  • [F2]Reporting holdings of shares held by Dorsar Partners, LP, of which Mr. Feinberg may be deemed to share investment and voting power.
  • [F3]Reporting holdings of shares held by Dorsar Investment Company, of which Mr. Feinberg may be deemed to share investment and voting power.
  • [F4]Reporting conversion into ProLogis common shares of dividend equivalent units (DEUs) earned on 5,000 common share options that expired unexercised May 17, 2011. DEUs are paid in the form of ProLogis common shares at the rate of one common share per DEU upon exercise or at expiration of the related common share options.
  • [F5]Award of Deferred Share Units (DSUs). DSUs are fully vested at grant and are deferred until the reporting person ceases to be a trustee, at which time the units convert into ProLogis common shares on a 1-for-1 basis. DSUs have no exercisable or expiration date. Balance in column 9 includes DEUs earned through divided reinvestment related to the DSUs.
  • [F6]Reporting holdings of phantom shares. Represents trustee fees payable in ProLogis common shares that the reporting person has elected to defer into phantom shares. Phantom shares are generally payable when the reporting person ceases to be a trustee, at which time the phantom shares convert into ProLogis common shares on a 1-for-1 basis. Balance in column 9 includes phantom shares earned through dividend reinvestment related to the phantom shares.

Issuer

PROLOGIS

CIK 0000899881

Entity typeother

Related Parties

1
  • filerCIK 0001203303

Filing Metadata

Form type
4
Filed
May 18, 8:00 PM ET
Accepted
May 19, 9:11 PM ET
Size
14.6 KB