Home/Filings/4/0001209191-11-030886
4//SEC Filing

Morgan G Michael 4

Accession 0001209191-11-030886

CIK 0000845289other

Filed

May 24, 8:00 PM ET

Accepted

May 25, 1:12 PM ET

Size

10.3 KB

Accession

0001209191-11-030886

Insider Transaction Report

Form 4
Period: 2011-05-23
Morgan G Michael
Vice President
Transactions
  • Tax Payment

    Common Stock, $.01 par value per share

    2011-05-23$11.53/sh9,258$106,74577,642 total
Holdings
  • Phantom Stock

    Common Stock, $0.1 par value per share (12,500 underlying)
    162,500
  • Stock Appreciation Right

    Exercise: $4.59Exp: 2016-06-18Common Stock, $0.1 par value per share (25,000 underlying)
    150,000
  • Stock Options

    Exercise: $7.10Common Stock, $0.1 par value per share
    125,000
Footnotes (8)
  • [F1]Payment of tax liability by withholding securities incident to the vesting of restricted shares issued by the Company.
  • [F2]Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
  • [F3]Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
  • [F4]The Stock Appreciation Rights granted vest at a rate of one third per year beginning the third year from the effective date of the grant and will be exercisable in full on June 18, 2014.
  • [F5]Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
  • [F6]Each share of phantom stock is the economic equivalent of one share of HNR common stock.
  • [F7]Phantom Stock granted vests at a rate of one third per year beginning the third year from the effective date of the grant and will be exercisable in full on June 18, 2014.
  • [F8]Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock Unit Awards granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.

Issuer

HARVEST NATURAL RESOURCES, INC.

CIK 0000845289

Entity typeother

Related Parties

1
  • filerCIK 0001435731

Filing Metadata

Form type
4
Filed
May 24, 8:00 PM ET
Accepted
May 25, 1:12 PM ET
Size
10.3 KB