4//SEC Filing
Royce Elaine M 4
Accession 0001209191-11-032095
CIK 0001479920other
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 12:13 PM ET
Size
18.4 KB
Accession
0001209191-11-032095
Insider Transaction Report
Form 4
Royce Elaine M
10% Owner
Transactions
- Award
Series A Preference Shares, par value $0.01 per share
2011-05-31$100.00/sh+53,078$5,307,800→ 53,078 total(indirect: By Spouse)→ Class A Ordinary shares, par value $0.01 per share (2,653,900 underlying)
Holdings
- 1,646,786(indirect: By Trust)
Class B Ordinary Shares, par value $0.01 per share
→ Class A Ordinary Shares (1,646,786 underlying) - 346,208(indirect: By Trust)
Class A Ordinary Shares, par value $0.01 per share
- 120,202(indirect: By Spouse)
Class A Ordinary Shares, par value $0.01 per share
- 196,208(indirect: By Trust)
Class A Ordinary Shares, par value $0.01 per share
- 270,206
Class A Ordinary Shares, par value $0.01 per share
- 2,270,084
Class B Ordinary Shares, par value $0.01 per share
→ Class A Ordinary Shares (2,270,084 underlying) - 2,299,028(indirect: By Spouse)
Class B Ordinary Shares, par value $0.01 per share
→ Class A Ordinary Shares (2,299,028 underlying) - 2,013,517(indirect: By Trust)
Class B Ordinary Shares, par value $0.01 per share
→ Class A Ordinary Shares (2,013,517 underlying) - 22,747(indirect: By Spouse)
Series B Preference Shares, par value $0.01 per share
→ Class B Ordinary shares, par value $0.01 per share (568,675 underlying) - 245,674(indirect: By Trust)
Class B Ordinary Shares, par value $0.01 per share
→ Class A Ordinary Shares (245,674 underlying)
Footnotes (4)
- [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F2]Series B Preference Shares are convertible into Class B Ordinary Shares on a 25.0000-for-1 basis at any time and have no expiration date. If the Series B Preference Shares remain outstanding, the applicable conversion rate will change as follows: 25.6333-for-1 beginning June 30, 2011; 26.4023-for-1 beginning December 31, 2011; 27.1944-for-1 beginning June 30, 2012; 28.0102-for-1 beginning December 31, 2012; 28.8505-for-1 beginning June 30, 2013; 29.7161-for-1 beginning December 31, 2013; 30.6075-for-1 beginning June 30, 2014; and 31.5258-for-1 beginning December 31, 2014.
- [F3]Class B Ordinary Shares currently are convertible into Class A Ordinary Shares on a one-for-one basis at any time and have no expiration date.
- [F4]Series A Preference Shares are convertible into Class A Ordinary Shares on a 50.0000-for-1 basis at any time and have no expiration date. If the Series A Preference Shares remain outstanding, the applicable conversion rate will change as follows: 50.2500-for-1 beginning June 30, 2011; 51.7575-for-1 beginning December 31, 2011; 53.3102-for-1 beginning June 30, 2012; 54.9095-for-1 beginning December 31, 2012; 56.5568-for-1 beginning June 30, 2013; 58.2535-for-1 beginning December 31, 2013; 60.0011-for-1 beginning June 30, 2014; and 61.8012-for-1 beginning December 31, 2014.
Documents
Issuer
TBS International plc
CIK 0001479920
Entity typeother
Related Parties
1- filerCIK 0001331121
Filing Metadata
- Form type
- 4
- Filed
- May 31, 8:00 PM ET
- Accepted
- Jun 1, 12:13 PM ET
- Size
- 18.4 KB