CHOW JOSEPH W 4
4 · HERCULES TECHNOLOGY GROWTH CAPITAL INC · Filed Jun 3, 2011
Insider Transaction Report
Form 4
CHOW JOSEPH W
Director
Transactions
- Award
Common Stock, $0.001 par value
2011-06-01$10.60/sh+5,000$53,000→ 93,576 total - Award
Options to Purchase Common Stock
2011-06-01$10.60/sh+15,000$159,000→ 35,000 totalExercise: $10.60Exp: 2021-06-01→ Common Stock $0.001 (15,000 underlying)
Footnotes (2)
- [F1]Shares issued as an automatic grant pursuant to the Amended and Restated 2006 Non-Employee Director Plan and are subject to forfeiture restrictions of 1/3 lapsing on 06/01/12, 1/3 lapsing on 06/01/13 and 1/3 lapsing on 06/01/14.
- [F2]Shares issed as an automatic grant pursuant to the Amended & Restated 2006 Non-Employee Director Plan whereby one third of the options vest on 6/1/2012, one third of the options vest on 6/1/2013 and the final one third of the options vest on 6/1/2014.