4//SEC Filing
TSUKAMOTO ANN 4
Accession 0001209191-11-033030
CIK 0000883975other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 5:53 PM ET
Size
6.8 KB
Accession
0001209191-11-033030
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
TSUKAMOTO ANN
EVP, Research and Development
Transactions
- Tax Payment
Common Stock
2011-06-01$0.66/sh−108,919$71,658→ 685,681 total
Holdings
- 22,834(indirect: By Trust)
Common Stock
- 54,866(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by her from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 466,666 restricted stock units, with 233,333 vesting on each of June 1, 2012 and June 1, 2013 and (2) 46,666 restricted stock units, with 23,333 vesting on each of May 15, 2012 and May 15, 2013.
- [F3]22,834 shares held in trust as to which Dr. Tsukamoto disclaims beneficial ownership.
- [F4]Shares held in 401(k) account in accordance with issuer's employer-match policies.
Documents
Issuer
STEMCELLS INC
CIK 0000883975
Entity typeother
Related Parties
1- filerCIK 0001230632
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 5:53 PM ET
- Size
- 6.8 KB