Stratton Kenneth Blair 4
4 · STEMCELLS INC · Filed Jun 3, 2011
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
Stratton Kenneth Blair
General Counsel
Transactions
- Tax Payment
Common Stock
2011-06-01$0.66/sh−18,340$12,066→ 275,289 total
Holdings
- 10,272(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 150,000 restricted stock units, with 50,000 vesting on each of June 1, 2012, June 1, 2013, and June 1, 2014 and (2) 46,666 restricted stock units, with 23,333 vesting on each of May 15, 2012 and May 15, 2013.
- [F3]Includes shares held in 401(k) account in accordance with issuer's employer-match policies.