4//SEC Filing
Stratton Kenneth Blair 4
Accession 0001209191-11-033033
CIK 0000883975other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 5:58 PM ET
Size
6.0 KB
Accession
0001209191-11-033033
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
Stratton Kenneth Blair
General Counsel
Transactions
- Tax Payment
Common Stock
2011-06-01$0.66/sh−18,340$12,066→ 275,289 total
Holdings
- 10,272(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 150,000 restricted stock units, with 50,000 vesting on each of June 1, 2012, June 1, 2013, and June 1, 2014 and (2) 46,666 restricted stock units, with 23,333 vesting on each of May 15, 2012 and May 15, 2013.
- [F3]Includes shares held in 401(k) account in accordance with issuer's employer-match policies.
Documents
Issuer
STEMCELLS INC
CIK 0000883975
Entity typeother
Related Parties
1- filerCIK 0001461320
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 5:58 PM ET
- Size
- 6.0 KB