Home/Filings/4/0001209191-11-034579
4//SEC Filing

DOUGHERTY MICHAEL A 4

Accession 0001209191-11-034579

CIK 0001044566other

Filed

Jun 13, 8:00 PM ET

Accepted

Jun 14, 5:02 PM ET

Size

21.1 KB

Accession

0001209191-11-034579

Insider Transaction Report

Form 4
Period: 2011-06-10
Transactions
  • Disposition to Issuer

    CNA Surety Common Stock Option

    2011-06-10$14.49/sh4,650$67,3790 total
    Exercise: $12.06Exp: 2014-11-09Common Stock (4,650 underlying)
  • Disposition to Issuer

    CNA Surety Common Stock Option

    2011-06-10$12.23/sh5,200$63,5960 total
    Exercise: $14.32Exp: 2020-02-05Common Stock (5,200 underlying)
  • Disposition to Issuer

    Common Stock

    2011-06-108,7440 total
  • Disposition to Issuer

    CNA Surety Common Stock Option

    2011-06-10$17.20/sh1,950$33,5400 total
    Exercise: $9.35Exp: 2012-11-19Common Stock (1,950 underlying)
  • Disposition to Issuer

    CNA Surety Common Stock Option

    2011-06-10$5.85/sh3,600$21,0600 total
    Exercise: $20.70Exp: 2017-02-13Common Stock (3,600 underlying)
  • Disposition to Issuer

    CNA Surety Common Stock Option

    2011-06-10$10.20/sh4,900$49,9800 total
    Exercise: $16.35Exp: 2018-02-08Common Stock (4,900 underlying)
  • Disposition to Issuer

    CNA Surety Common Stock Option

    2011-06-10$7.70/sh4,000$30,8000 total
    Exercise: $18.85Exp: 2019-02-06Common Stock (4,000 underlying)
  • Disposition to Issuer

    CNA Surety Common Stock Option

    2011-06-10$17.13/sh3,850$65,9510 total
    Exercise: $9.42Exp: 2013-11-11Common Stock (3,850 underlying)
  • Disposition to Issuer

    CNA Surety Common Stock Option

    2011-06-10$13.48/sh5,500$74,1400 total
    Exercise: $13.07Exp: 2015-10-25Common Stock (5,500 underlying)
Footnotes (2)
  • [F1]Represents (1) 1,844 shares of restricted stock, which are vested in four equal installments on each of the first four anniversaries of the grant date, and (2) 6,900 shares of common stock, all of which were canceled in the merger in exchange for a cash payment equal to $26.55, multiplied by the number of shares of common or restricted.
  • [F2]The options, which are vested and exercisable in four equal installments on each of the first four anniversaries of the grant date, were canceled in the merger in exchange for a cash payment equal to the difference between $26.55 and the exercise price of such options, multiplied by the number of shares subject to the options.

Issuer

CNA SURETY CORP

CIK 0001044566

Entity typeother

Related Parties

1
  • filerCIK 0001207768

Filing Metadata

Form type
4
Filed
Jun 13, 8:00 PM ET
Accepted
Jun 14, 5:02 PM ET
Size
21.1 KB