Earnings Feed
Start Free
Home/Filings/4/0001209191-11-035097
4//SEC Filing

Taylor George W 4

Accession 0001209191-11-035097

CIK 0001378140other
View on SEC.govCompany Profile

Filed

Jun 15, 8:00 PM ET

Accepted

Jun 16, 8:05 PM ET

Size

10.0 KB

Accession

0001209191-11-035097

Insider Transaction Report

Form 4
Period: 2011-06-14
Ocean Power Technologies, Inc.OPTT
Taylor George W
DirectorExecutive Chairman10% Owner
Transactions
  • Award

    Employee Stock Option (Right to Buy)

    2011-06-14+6,537→ 6,537 total
    Exercise: $4.05Exp: 2021-06-13→ Common Stock (6,537 underlying)
  • Disposition to Issuer

    Common Stock

    2011-06-14−810→ 462,991 total
  • Award

    Employee Stock Option (Right to Buy)

    2011-06-14+35,000→ 35,000 total
    Exercise: $4.05Exp: 2021-06-13→ Common Stock (35,000 underlying)
Holdings

  • Common Stock

    (indirect: See footnote)
    543
Footnotes (4)
  • [F1]Represents portion of previously granted shares of restricted common stock which will not vest. Vesting is based on performance during the fiscal year ended April 30, 2011.
  • [F2]Shares held by Princeton Research Associates, Inc. Dr. Taylor is President and a director of Princeton Research Associates. Dr. Taylor disclaims beneficial ownership of the shares held by Princeton Research Associates, Inc. except to the extent of his pecuniary interest therein.
  • [F3]Exercisable in two equal installments, 50% on June 13, 2012 and 50% on June 13, 2013.
  • [F4]Exercisable over three years based on performance.

Documents

1 file

Issuer

Ocean Power Technologies, Inc.

CIK 0001378140

→
Entity typeother

Related Parties

1
  • filerCIK 0001397131

Filing Metadata

Form type
4
Filed
Jun 15, 8:00 PM ET
Accepted
Jun 16, 8:05 PM ET
Size
10.0 KB
View on SEC.gov