Home/Filings/4/0001209191-11-035135
4//SEC Filing

Power James W 4

Accession 0001209191-11-035135

CIK 0001084876other

Filed

Jun 16, 8:00 PM ET

Accepted

Jun 17, 9:33 AM ET

Size

9.8 KB

Accession

0001209191-11-035135

Insider Transaction Report

Form 4
Period: 2011-06-16
Transactions
  • Sale

    Nonqualified Stock Option

    2011-06-16$1.47/sh110,000$161,7000 total
    Exercise: $0.78From: 2010-06-11Exp: 2011-06-16Common Stock (110,000 underlying)
  • Sale

    Common Stock

    2011-06-16$2.25/sh40,000$90,0000 total
  • Other

    Nonqualified Stock Option

    2011-06-16110,0000 total
    Exercise: $3.75From: 2007-05-17Exp: 2011-06-16Common Stock (110,000 underlying)
Footnotes (6)
  • [F1]$2.25 is the consideration for the merger with an affiliate of Vector Capital
  • [F2]Cancellation of out-of-the-money stock option upon closing of the merger.
  • [F3]Vested over four years from grant date, which is one year prior to the Exercisable Date.
  • [F4]Vested over four years from grant date, which is one month prior to the Exercisable Date.
  • [F5]Under the Merger Agreement, vesting is accelerated for all unvested shares as of the Closing Date.
  • [F6]The price equals $2.25 (the merger consideration) less the exercise price.

Issuer

RAE SYSTEMS INC

CIK 0001084876

Entity typeother

Related Parties

1
  • filerCIK 0001299999

Filing Metadata

Form type
4
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 9:33 AM ET
Size
9.8 KB