4//SEC Filing
Bachher Jagdeep Singh 4
Accession 0001209191-11-036959
CIK 0001418862other
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 6:48 PM ET
Size
11.7 KB
Accession
0001209191-11-036959
Insider Transaction Report
Form 4
Kior IncKIOR
Bachher Jagdeep Singh
Director10% Owner
Transactions
- Conversion
Series B Preferred Stock
2011-06-29−6,119,950→ 0 total(indirect: See Footnote)→ Class A Common Stock (6,119,950 underlying) - Conversion
Series C Preferred Stock
2011-06-29−4,079,966→ 0 total(indirect: See Footnote)→ Class A Common Stock (1,666,666 underlying) - Conversion
Class A Common Stock
2011-06-29+6,119,950→ 6,119,950 total(indirect: See Footnote) - Conversion
Class A Common Stock
2011-06-29+1,666,666→ 7,786,616 total(indirect: See Footnote)
Footnotes (2)
- [F1]Upon the closing of the Issuer's initial public offering, each outstanding share of Series B Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock and each outstanding share of Series C Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock at a conversion price equal to 80% of the initial public offering price. At an initial public offering price of $15.00, each share of Series C Preferred Stock converted into 0.4085 shares of Class A Common Stock. The Series B Preferred Stock and Series C Preferred Stock had no expiration date.
- [F2]The securities are directly held by 1538731 Alberta Ltd. and 1538716 Alberta Ltd. Alberta Investment Management Corporation ("AIMCo") may be deemed to have voting and investment power with respect to shares held by 1538731 Alberta Ltd. and 1538716 Alberta Ltd. However, AIMCo has disclaimed beneficial ownership of such shares. Dr. Bachher is the Chief Operating Officer of AIMCo. Dr. Bachher disclaims beneficial ownership of all of these securities.
Documents
Issuer
Kior Inc
CIK 0001418862
Entity typeother
Related Parties
1- filerCIK 0001523852
Filing Metadata
- Form type
- 4
- Filed
- Jun 29, 8:00 PM ET
- Accepted
- Jun 30, 6:48 PM ET
- Size
- 11.7 KB