4//SEC Filing
APPLEBY CG 4
Accession 0001209191-11-040167
CIK 0001443646other
Filed
Jul 18, 8:00 PM ET
Accepted
Jul 19, 7:16 PM ET
Size
24.4 KB
Accession
0001209191-11-040167
Insider Transaction Report
Form 4
APPLEBY CG
EVP, General Counsel and SecOther
Transactions
- Exercise/Conversion
Class A Common Stock
2011-07-15$4.28/sh+50,769$217,291→ 1,395,511 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-07-15$4.28/sh−12,130$51,916→ 48,530 totalExercise: $4.28Exp: 2018-11-19→ Class A Common Stock (12,130 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2011-07-15$4.28/sh−10,649$45,578→ 22,021 totalExercise: $4.28Exp: 2018-11-19→ Class A Common Stock (10,649 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2011-07-18$4.28/sh−24,260$103,833→ 24,270 totalExercise: $4.28Exp: 2018-11-19→ Class A Common Stock (24,260 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2011-07-18$4.28/sh−8,941$38,267→ 13,080 totalExercise: $4.28Exp: 2018-11-19→ Class A Common Stock (8,941 underlying) - Sale
Class A Common Stock
2011-07-15$18.90/sh−50,769$959,691→ 1,344,742 total - Exercise/Conversion
Class A Common Stock
2011-07-18$4.28/sh+33,201$142,100→ 1,377,943 total - Sale
Class A Common Stock
2011-07-18$18.70/sh−33,201$620,802→ 1,344,742 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-07-15$4.28/sh−27,990$119,797→ 18,680 totalExercise: $4.28Exp: 2018-11-19→ Class A Common Stock (27,990 underlying)
Footnotes (8)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2011.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.75 to $19.50, inclusive. The reporting person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.51 to $18.80, inclusive. The reporting person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The options exercised in the reported transaction are fully vested and exercisable. The remaining options vest and become exercisable, subject to the reporting person's continued employment, ratably on June 30, 2012 and 2013. Any unvested options fully vest and become exercisable immediately prior to the effective date of certain change in control events.
- [F5]The options exercised in the reported transaction, along with 24,260 of the options following this transaction, are fully vested and exercisable. The remaining options vest and become exercisable ratably on June 30, 2012 and 2013, subject to the achievement of EBITDA performance goals and to the reporting person's continued employment, with the opportunity to "catch up" on missed goals if certain performance conditions are satisfied. At the time of a change in control event, any unvested options will vest immediately prior to the effective date of the event if certain conditions are met.
- [F6]The options exercised in the reported transaction, along with 8,941 of the options following this transaction, are fully vested and exercisable. The remaining options vest and become exercisable ratably on June 30, 2012 and 2013, subject to the achievement of cumulative cash flow performance goals and to the reporting person's continued employment, with the opportunity to "catch up" on missed goals if certain performance conditions are satisfied. At the time of a change in control event, any unvested options will vest immediately prior to the effective date of the event, if certain conditions are met.
- [F7]The options exercised in the reported transaction are fully vested and exercisable. The remaining options vest and become exercisable ratably on June 30, 2012 and 2013, subject to the achievement of EBITDA performance goals and to the reporting person's continued employment, with the opportunity to "catch up" on missed goals if certain performance conditions are satisfied. At the time of a change in control event, any unvested options will vest immediately prior to the effective date of the event if certain conditions are met.
- [F8]The options exercised in the reported transaction are fully vested and exercisable. The remaining options vest and become exercisable ratably on June 30, 2012 and 2013, subject to the achievement of cumulative cash flow performance goals and to the reporting person's continued employment, with the opportunity to "catch up" on missed goals if certain performance conditions are satisfied. At the time of a change in control event, any unvested options will vest immediately prior to the effective date of the event if certain conditions are met.
Documents
Issuer
Booz Allen Hamilton Holding Corp
CIK 0001443646
Entity typeother
Related Parties
1- filerCIK 0001505485
Filing Metadata
- Form type
- 4
- Filed
- Jul 18, 8:00 PM ET
- Accepted
- Jul 19, 7:16 PM ET
- Size
- 24.4 KB