Lineberger Steven A. 4

Accession 0001209191-11-040480

CIK 0001100270other

Filed

Jul 20, 8:00 PM ET

Accepted

Jul 21, 4:24 PM ET

Size

21.1 KB

Accession

0001209191-11-040480

Form 4

Period: 2011-07-19

Senior Vice President

Transactions

Exercise/Conversion
Stock Option (right to buy)
2011-07-19−25,000→ 75,000 total
Exercise: $2.65Exp: 2020-01-25→ Common Stock (25,000 underlying)
Exercise/Conversion
Common Stock
2011-07-19$3.08/sh+75,000$231,000→ 150,288 total
Exercise/Conversion
Common Stock
2011-07-19$1.40/sh+50,000$70,000→ 200,288 total
Exercise/Conversion
Stock Option (right to buy)
2011-07-19−75,000→ 25,000 total
Exercise: $3.08Exp: 2018-04-14→ Common Stock (75,000 underlying)
Exercise/Conversion
Common Stock
2011-07-19$3.41/sh+40,279$137,351→ 75,288 total
Exercise/Conversion
Common Stock
2011-07-19$2.65/sh+25,000$66,250→ 225,288 total
Sale
Common Stock
2011-07-19$9.45/sh−150,423$1,421,964→ 74,865 total
Exercise/Conversion
Stock Option (right to buy)
2011-07-19−40,279→ 13,427 total
Exercise: $3.41Exp: 2017-09-11→ Common Stock (40,279 underlying)
Exercise/Conversion
Stock Option (right to buy)
2011-07-19−50,000→ 50,000 total
Exercise: $1.40Exp: 2019-01-29→ Common Stock (50,000 underlying)

Footnotes (6)

[F1]Of the 150,423 shares sold, 103,951 shares were sold to cover the strike price of stock options exercised and the estimated taxes resulting from the exercise. The Reporting Person holds vested and unvested shares and options to purchase shares as indicated in this filing and the Reporting Person's other filings under Section 16 of the Securities Exchange Act of 1934, as amended. The Issuer's reports and other filings with the United States Securities and Exchange Commission contain disclosures regarding the Reporting Person's ownership of the Issuer's equity securities as of the dates set forth therein.
[F2]The Price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.42000 to $9.4900, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
[F3]The options vest in four nearly equal annual installments beginning on September 11, 2008.
[F4]The options vest in four equal annual installments beginning on April 14, 2009.
[F5]The options vest in four equal annual installments beginning on January 29, 2010.
[F6]The options vest in four equal annual installments beginning on Jaunary 25, 2011.

Documents

1 file

KRISPY KREME DOUGHNUTS INC

CIK 0001100270

Entity typeother