|4Jul 22, 5:14 PM ET

Behrman Deborah J. 4

4 · Financial Engines, Inc. · Filed Jul 22, 2011

Insider Transaction Report

Form 4
Period: 2011-07-21
Behrman Deborah J.
VP, Human Resources
Transactions
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2011-07-2181246,052 total
    Exercise: $7.99Exp: 2018-11-09Common Stock (812 underlying)
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2011-07-213,9530 total
    Exercise: $8.50Exp: 2017-04-17Common Stock (3,953 underlying)
  • Exercise/Conversion

    Common Stock

    2011-07-21$8.50/sh+3,953$33,60127,362 total
  • Sale

    Common Stock

    2011-07-21$25.00/sh812$20,30023,409 total
  • Exercise/Conversion

    Common Stock

    2011-07-21$7.99/sh+812$6,48824,221 total
  • Sale

    Common Stock

    2011-07-21$25.00/sh3,953$98,82523,409 total
Footnotes (3)
  • [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2011.
  • [F2]The option award is fully vested.
  • [F3]The option award vests as to 15,621 shares on 11/09/10, and the remaining shares vest monthly thereafter from 12/09/10 to 11/09/13.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION