4//SEC Filing
MATEJKA ROBERT L 4
Accession 0001209191-11-041590
CIK 0000110621other
Filed
Jul 28, 8:00 PM ET
Accepted
Jul 29, 4:10 PM ET
Size
14.1 KB
Accession
0001209191-11-041590
Insider Transaction Report
Form 4
MATEJKA ROBERT L
Senior VP and CFO
Transactions
- Sale
Common Stock, $0.01 par value
2011-07-28$21.63/sh−10,000$216,270→ 34,000 total - Exercise/Conversion
Common Stock, $0.01 par value
2011-07-28$10.26/sh+10,000$102,600→ 44,000 total - Exercise/Conversion
Stock Option (Right to Buy)
2011-07-28−10,000→ 105,000 totalExercise: $10.26Exp: 2011-10-03→ Common Stock (10,000 underlying)
Holdings
- 50,000
Stock Appreciation Rights
→ Common Stock (50,000 underlying) - 10,000(indirect: By Spouse)
Common Stock, $0.01 par value
- 101
Phantom Stock
→ Common Stock (101 underlying)
Footnotes (9)
- [F1]Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of 21.62 - 21.63. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- [F2]Includes 30,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
- [F3]The option vested in four equal installments on October 3, 2002, 2003, 2004 and 2005.
- [F4]Granted pursuant to the RPM International Inc. 1996 Key Employees Stock Option Plan, as amended in an exempt transaction under Rule 16b-3. These options vest and become exercisable in 25% increments over four years commencing one year after the date of grant. These options were granted between 2002 and 2004 and expire 10 years from the date of grant.
- [F5]No transaction is being reported on this line. Reported on a previously filed Form 3 or Form 4.
- [F6]1-for-1
- [F7]Upon cessation of employment in accordance with the terms and conditions of the RPM International Inc. Deferred Compensation Plan, as amended.
- [F8]These phantom stock units represent the stock equivalent value of the restricted stock dividends held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended, and dividends accrued thereon.
- [F9]Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal installments commencing one year after the date of grant. These Stock Appreciation Rights were granted in 2005 and 2006 and expire 10 years from the date of grant.
Documents
Issuer
RPM INTERNATIONAL INC/DE/
CIK 0000110621
Entity typeother
Related Parties
1- filerCIK 0001224032
Filing Metadata
- Form type
- 4
- Filed
- Jul 28, 8:00 PM ET
- Accepted
- Jul 29, 4:10 PM ET
- Size
- 14.1 KB