4//SEC Filing
Rao Mahendra S. 4
Accession 0001209191-11-041811
CIK 0000811212other
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 6:46 PM ET
Size
18.3 KB
Accession
0001209191-11-041811
Insider Transaction Report
Form 4
Rao Mahendra S.
Director
Transactions
- Gift
Options
2011-07-29−25,000→ 0 totalExercise: $3.03Exp: 2014-10-29→ Common Stock (25,000 underlying) - Gift
Options
2011-07-29−15,000→ 0 totalExercise: $2.03Exp: 2015-07-01→ Common Stock (15,000 underlying) - Award
Common Stock
2011-07-29$1.98/sh+25,000$49,500→ 31,250 total - Gift
Options
2011-07-29−3,750→ 0 totalExercise: $1.88Exp: 2014-07-01→ Common Stock (3,750 underlying) - Gift
Options
2011-07-29−6,250→ 0 totalExercise: $6.36Exp: 2013-03-11→ Common Stock (6,250 underlying) - Gift
Options
2011-07-29−3,750→ 0 totalExercise: $2.52Exp: 2013-07-01→ Common Stock (3,750 underlying) - Gift
Common Stock
2011-07-29−31,250→ 0 total
Footnotes (8)
- [F1]Effective July 29, 2011, Dr. Rao resigned as Director of ThermoGenesis Corp. The Board of Director approved this grant of unrestricted stock for the reporting person on July 29, 2011 for his services in July.
- [F2]Represents the fair market value on a per share basis as of July 29, 2011. No price was paid for this grant of unrestricted stock.
- [F3]Dr. Rao's appointment with the National Institute of Health (NIH) required divestiture of any options or stock in certain companies, and Dr. Rao gifted his stock and options to his adult son who does not reside with him.
- [F4]Option fully vested.
- [F5]Option vests in three equal installments on July 1, 2010, 2011 and 2012.
- [F6]Option vests in three equal installments on July 1, 2011, 2012 and 2013.
- [F7]The option vests in three equal installments on October 29, 2011, 2012 and 2013
- [F8]The option vests in three equal installments on July 1, 2012, 2013 and 2014.
Documents
Issuer
THERMOGENESIS CORP
CIK 0000811212
Entity typeother
Related Parties
1- filerCIK 0001429612
Filing Metadata
- Form type
- 4
- Filed
- Jul 31, 8:00 PM ET
- Accepted
- Aug 1, 6:46 PM ET
- Size
- 18.3 KB